Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy Herbert HoffmanLPL Financial LLCRaymond James Financial Services, Inc.$8807-22-2019
Kenton Andrew HauxwellLPL Financial LLCRaymond James Financial Services, Inc.$5007-15-2019
James Anthony BankesBelleair Wealth Management, LLCRaymond James Financial Services, Inc.07-10-2019
Edward Poole PickettEudaimonia Partners, LLCRaymond James Financial Services, Inc.07-03-2019
Garry Everett BordersLPL Financial LLCRaymond James Financial Services, Inc.$5006-28-2019
Gary Lee DouviaLPL Financial LLCRaymond James Financial Services, Inc.$10006-28-2019
Drushelle Marie WarnickLPL Financial LLCRaymond James Financial Services, Inc.$10006-28-2019
Joel Courtney WhiteLPL Financial LLCRaymond James Financial Services, Inc.$5006-28-2019
Chad Alexander RolandLPL Financial LLCRaymond James Financial Services, Inc.06-28-2019
Robert Blair RolandLPL Financial LLCRaymond James Financial Services, Inc.$5006-28-2019
Matthew M BordersLPL Financial LLCRaymond James Financial Services, Inc.$5006-28-2019
Joseph Anthony PerrettaLPL Financial LLCRaymond James Financial Services, Inc.$2506-28-2019
Shawn B PeroffLPL Financial LLCRaymond James Financial Services, Inc.06-26-2019
Chip Jason JurgensenSullivan, Bruyette, Speros & Blayney, LLCRaymond James Financial Services, Inc.06-26-2019
Charles Lewis SowersCapital Investment Group, Inc.Raymond James Financial Services, Inc.06-20-2019
James Patrick TomasovichXPYRIA Investment Advisors, Inc.Raymond James Financial Services, Inc.06-19-2019
Robert Eugene NicholsLPL Financial LLCRaymond James Financial Services, Inc.$5006-14-2019
Juan Leon MunozCapital Asset Advisory Services, LLCRaymond James Financial Services, Inc.06-14-2019
Nicholas Edward CaronCitigroup Global Markets Inc.Raymond James Financial Services, Inc.06-06-2019
Chintan Hariprakash ShuklaMarshall & Sterling Wealth Advisors, Inc.Raymond James Financial Services, Inc.06-05-2019
Christopher Calvin WillisLPL Financial LLCRaymond James Financial Services, Inc.$10006-03-2019
Eric Robert ListickLPL Financial LLCRaymond James Financial Services, Inc.$2505-31-2019
Tara Celeste MayGrantham Poole Advisors, LLCRaymond James Financial Services, Inc.05-23-2019
Patrick Carl GherityU.S. Bancorp Investments, Inc.Raymond James Financial Services, Inc.05-20-2019
Miles Lane JamesCetera Advisor Networks LLCRaymond James Financial Services, Inc.05-20-2019
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Showing 1 to 25 of 35 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.