Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Molly Ryan CroylePruco Securities, LLC.Raymond James Financial Services, Inc.$15010-22-2019
Kristin Danielle CarletonValMark Securities, Inc.Raymond James Financial Services, Inc.10-22-2019
Robert Preston MartinDixon, Hubard, Feinour & Brown, Inc.Raymond James Financial Services, Inc.10-17-2019
Shawn Robert KostMoney Concepts Capital CorpRaymond James Financial Services, Inc.$10010-16-2019
Charles Francis McAteer IIIARIA Wealth ManagementRaymond James Financial Services, Inc.10-15-2019
Angela Joan LynchCetera Investment Services LLCRaymond James Financial Services, Inc.10-14-2019
Nathan Todd HabermanCetera Investment Services LLCRaymond James Financial Services, Inc.10-14-2019
Jennifer Leigh CalviCreative PlanningRaymond James Financial Services, Inc.10-14-2019
John Rainey PatrickVoya Financial Advisors, Inc.Raymond James Financial Services, Inc.$25010-11-2019
Logan Shane GrayMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James Financial Services, Inc.10-11-2019
Sean A. ConnollyFinancial Engines Advisors L.L.C.Raymond James Financial Services, Inc.10-08-2019
Mark Albert LasseigneFinancial Cornerstones, LLCRaymond James Financial Services, Inc.10-04-2019
Joseph Frank Darpel IIIHayden RoyalRaymond James Financial Services, Inc.10-01-2019
David Carl NeilsenCetera Advisor Networks LLCRaymond James Financial Services, Inc.$10009-30-2019
Douglas Matthew RotmanTrue Wealth StewardsRaymond James Financial Services, Inc.09-30-2019
Justin William AdamsAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.$25009-27-2019
Dena K. Rattan PoolAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.09-27-2019
Ryan John Caperoon-SmithWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Raymond James Financial Services, Inc.09-27-2019
Francis Cooper Lawrance Jr.SeaCrest Wealth Management, LLCRaymond James Financial Services, Inc.09-20-2019
Jeffrey Hendel, Morgan Weil, Rinaldo Crassa, Peter HalliwellAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.$24509-19-2019
Elizabeth Ann AdamsEGP Wealth Management, LLCRaymond James Financial Services, Inc.09-17-2019
Jeffrey Thomas BeebeCetera Financial Specialists LLCRaymond James Financial Services, Inc.09-16-2019
Martina HamiltonSecurities America, Inc.Raymond James Financial Services, Inc.$87009-09-2019
Amy Nuttall ZwaanWealthPLAN PartnersRaymond James Financial Services, Inc.09-09-2019
Bernard Hawkins Robertson IIIHackett Robertson Tobe GroupRaymond James Financial Services, Inc.09-05-2019
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Showing 1 to 25 of 52 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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