Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Jesse LangeAmeriprise Financial Services, Inc.Riversource Distributors, Inc.09-03-2019
Chester Paul DarlingAmeriprise Financial Services, Inc.RiverSource Distributors, Inc.05-01-2019
Brendt Edward BeckerAmeriprise Financial Services, Inc.RiverSource Distributors, Inc.$10010-03-2016
John Joseph Lomba Jr.Ameriprise Financial Services, Inc.RiverSource Distributors, Inc.06-27-2016
James Raymond GurmanAmeriprise Financial Services, Inc.RiverSource Distributors, Inc.$5006-09-2016
Jacob Gardner NorridAmeriprise Financial Services, Inc.RiverSource Distributors, Inc.$2505-09-2016
Ryan Erik AndersonAmeriprise Financial Services, Inc.RiverSource Distributors, Inc.03-02-2016
Christopher Scott SantiAmeriprise Financial Services, Inc.RiverSource Distributors, Inc.10-13-2015
Brian Mitchell ReissAmeriprise Financial Services, Inc.RiverSource Distributors, Inc.04-28-2015
Robert Michael ElstadAmeriprise Financial Services, Inc.RiverSource Distributors, Inc.03-02-2015
Bradley James KoenckAmeriprise Financial Services, Inc.RiverSource Distributors, Inc.02-20-2015
Brian John SeastoneAmeriprise Financial Services, Inc.RiverSource Distributors, Inc.$5011-25-2014
Elizabeth Walston StokesAmeriprise Financial Services, Inc.RiverSource Distributors, Inc.11-25-2014
Patrick Roger HaspertAmeriprise Financial Services, Inc.RiverSource Distributors, Inc.$1007-09-2014
Travis Michael CremeansAmeriprise Financial Services, Inc.RiverSource Distributors, Inc.03-06-2014
Christopher Coll BenecAmeriprise Financial Services, Inc.RiverSource Distributors, Inc.09-17-2013
Allen Stuart HamiltonAmeriprise Financial Services, Inc.RiverSource Distributors, Inc.$10004-04-2013
Brian David MeyerAmeriprise Financial Services, Inc.RiverSource Distributors, Inc.08-07-2012
Steven Nicholas BrandtAmeriprise Financial Services, Inc.RiverSource Distributors, Inc.$5002-23-2012
Brian Thomas SoleyAmeriprise Financial Services, Inc.RiverSource Distributors, Inc.$2501-09-2012
Heidi Jolynn HillmanAmeriprise Financial Services, Inc.RiverSource Distributors, Inc.12-26-2011
Matthew Johnson BoutsAmeriprise Financial Services, Inc.RiverSource Distributors, Inc.08-08-2011

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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