Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian John EllenbeckerShakespeare Wealth Management, Inc.Robert W. Baird & Co. Incorporated$15002-10-2020
Ruben Richard RivasU.S. Bancorp Investments, Inc.Robert W. Baird & Co. Incorporated01-28-2020
Chad LeeThrivent Investment Management Inc.Robert W. Baird & Co. Incorporated11-08-2019
Jason Paul LaitschCleary Gull Inc.Robert W. Baird & Co. Incorporated03-07-2019
H Stuart DesmondOperose Advisors LLCRobert W. Baird & Co. Incorporated02-13-2019
Mark Allen StoffelAmeriprise Financial Services, LLCRobert W. Baird & Co. Incorporated01-10-2019
Michael S MannRaymond James Financial Services, Inc.Robert W. Baird & Co. Incorporated12-19-2018
Paul Eric WestphalRBC Capital Markets, LLCRobert W. Baird & Co. Incorporated$25009-27-2018
Blaine Edmond GibsonRBC Capital Markets, LLCRobert W. Baird & Co. Incorporated$2509-27-2018
Tyler Randall BriggsRBC Capital Markets, LLCRobert W. Baird & Co. Incorporated$15009-27-2018
Olinda AyalaRBC Capital Markets, LLCRobert W. Baird & Co. Incorporated09-27-2018
Elizabeth Jane LailerJohnson Wealth Inc.Robert W. Baird & Co. Incorporated09-12-2018
Bryan David MoscinskiAmeriprise Financial Services, LLCRobert W. Baird & Co. Incorporated01-08-2018
Sherri Lynn HalversonThrivent Investment Management Inc.Robert W. Baird & Co. Incorporated$15012-04-2017
Wendy Marie AlthenJ.P. Morgan Securities LLCRobert W. Baird & Co. Incorporated11-02-2017
Bruce Elmo RosenheimerJ.P. Morgan Securities LLCRobert W. Baird & Co. Incorporated$5010-20-2017
Alicia Brooke LantzNorthwestern Mutual Investment Services, LLCRobert W. Baird & Co. Incorporated10-05-2017
Ross FedeniaUBS Financial Services Inc.Robert W. Baird & Co. Incorporated09-26-2017
Christopher Scott SmithLPL Financial LLCRobert W. Baird & Co. Incorporated03-08-2017
Jonathan Howard MaertzWealthspire Capital, LLCRobert W. Baird & Co. Incorporated02-02-2017
Erin Marie BurkeSVA Wealth Management, LLCRobert W. Baird & Co. Incorporated01-27-2017
John Thomas Kennedy IIIPegasus PartnersRobert W. Baird & Co. Incorporated01-17-2017
Michael Douglas WittWells Fargo Clearing Services, LLCRobert W. Baird & Co. Incorporated11-18-2016
Susan Marie LenzTIAA-CREF Individual & Institutional Services, LLCRobert W. Baird & Co. Incorporated06-17-2016
Eric J. KulwickiLPL Financial LLCRobert W. Baird & Co. Incorporated05-11-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.