Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alicia Brooke LantzNorthwestern Mutual Investment Services, LLCRobert W. Baird & Co. Incorporated10-05-2017
Blaine Edmond GibsonRBC Capital Markets, LLCRobert W. Baird & Co. Incorporated$2509-27-2018
Charles Havnor Coakley Jr.Stifel, Nicolaus & Company, IncorporatedRobert W. Baird & Co. Incorporated07-13-2009
Christopher Scott SmithLPL Financial LLCRobert W. Baird & Co. Incorporated$2503-08-2017
Colleen M Fairbairn BowarMerrill Lynch, Pierce, Fenner & Smith IncorporatedRobert W. Baird & Co. Incorporated02-05-2014
Daniel Louis SiekierskiNorthwestern Mutual Investment Services, LLCRobert W. Baird & Co. Incorporated05-11-2016
Eric J. KulwickiLPL Financial LLCRobert W. Baird & Co. Incorporated$10005-11-2016
Gregory Charles BurgettPrincipal Securities, Inc.Robert W. Baird & Co. Incorporated$15002-09-2010
Jay Alan JaehnkeStifel, Nicolaus & Company, IncorporatedRobert W. Baird & Co. Incorporated06-07-2011
Joel Carter McNeilIsthmus Partners, LLCRobert W. Baird & Co. Incorporated06-26-2014
John Thomas Kennedy IIIPegasus PartnersRobert W. Baird & Co. Incorporated01-17-2017
Mark Allen StoffelAmeriprise Financial Services, Inc.Robert W. Baird & Co. Incorporated01-10-2019
Matthew Michael PalmUBS Financial Services Inc.Robert W. Baird & Co. Incorporated03-05-2014
Michael Douglas WittWells Fargo Clearing Services, LLCRobert W. Baird & Co. Incorporated11-18-2016
Michael S MannRaymond James Financial Services, Inc.Robert W. Baird & Co. Incorporated12-19-2018
Michele Ann RandallPrivate Advisor Group, LLCRobert W. Baird & Co. Incorporated05-29-2012
Olinda AyalaRBC Capital Markets, LLCRobert W. Baird & Co. Incorporated09-27-2018
Paul Eric WestphalRBC Capital Markets, LLCRobert W. Baird & Co. Incorporated$25009-27-2018
Rebecca Jean GruverRaymond James Financial Services, Inc.Robert W. Baird & Co. Incorporated03-19-2015
Robert Allen Di Donato IIAmeriprise Financial Services, Inc.Robert W. Baird & Co. Incorporated$1010-19-2012
Ross FedeniaUBS Financial Services Inc.Robert W. Baird & Co. Incorporated09-26-2017
Sherri Lynn HalversonThrivent Investment Management Inc.Robert W. Baird & Co. Incorporated$15012-04-2017
Thomas James GergerStifel, Nicolaus & Company, IncorporatedRobert W. Baird & Co. Incorporated$5005-31-2012
Tom Warren HilleAmeriprise Financial Services, Inc.Robert W. Baird & Co. Incorporated$10007-06-2012
Tyler Randall BriggsRBC Capital Markets, LLCRobert W. Baird & Co. Incorporated$15009-27-2018
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Showing 1 to 25 of 28 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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