Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
John ZeziniLPL FinancialRoyal Alliance$5011-13-2017
Matthew DernisInvestacorpRoyal Alliance$5007-31-2012
Diana PlucienkowskiSummit Brokerage ServicesRoyal Alliance$5006-18-2010
Ron NalvenInvestors CapitalRoyal Alliance$5203-29-2014
Dan Chabott, Michael Ingenito, Terry Seely, Robert Kelly, Richard DarrowInvestors CapitalRoyal Alliance$6508-22-2012
Michael FetznerLPL FinancialRoyal Alliance$6806-24-2016
Richard F. TrasportVoya Financial AdvisorsRoyal Alliance$7008-26-2013
Dennis Marshall, Kristin SchoenfelderLPL FinancialRoyal Alliance$8507-10-2015
Lawrence J. ZellerInvestors CapitalRoyal Alliance$8910-09-2013
John T. Taylor IIIIndependent Financial PartnersRoyal Alliance$11201-28-2014
Sharla Roundtree, Ronald BlairKestra FinancialRoyal Alliance$11809-17-2018
Jason Connolly, Taylor Manry, Doug Everett, Adam WilsonTriad AdvisorsRoyal Alliance$25002-04-2013
Reby AdvisorsTriad AdvisorsRoyal Alliance$31005-08-2012
Joseph P. HeiderTriad AdvisorsRoyal Alliance$32504-26-2018
Taylor Ranker, Sonya RankerKestra FinancialRoyal Alliance$42004-23-2018
Thomas KennedyLPL FinancialRoyal Alliance$60005-27-2015
Meg GreenSterne AgeeRoyal Alliance$65008-31-2012

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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