Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Johnny P. Nixon IIIIFP Securities, LLCRoyal Alliance Associates, Inc.05-28-2019
Brian Dale WashaIFP Securities, LLCRoyal Alliance Associates, Inc.$105-25-2019
Anne Elaine Stedge-OutwaterCadaret, Grant & Co., Inc.Royal Alliance Associates, Inc.05-24-2019
David Vincent ReubenCadaret, Grant & Co., Inc.Royal Alliance Associates, Inc.$105-24-2019
Jeffrey Gordon WrightsonCadaret, Grant & Co., Inc.Royal Alliance Associates, Inc.05-24-2019
Kevin Thomas CurryCadaret, Grant & Co., Inc.Royal Alliance Associates, Inc.05-24-2019
Rosemary Carolina AbreuCetera Investment Services LLCRoyal Alliance Associates, Inc.$5005-14-2019
Shannon Dean StauthLPL Financial LLCRoyal Alliance Associates, Inc.$2204-29-2019
Kyle Alan HowellCalton & Associates, Inc.Royal Alliance Associates, Inc.$15004-22-2019
Brett Alan ParkerCambridge Investment Research, Inc.Royal Alliance Associates, Inc.$104-02-2019
Robert Bruce BairdMoors & Cabot, Inc.Royal Alliance Associates, Inc.$103-29-2019
Eric Michael DietzenbachPrincipal Securities, Inc.Royal Alliance Associates, Inc.03-18-2019
Seth FennSecurities America, Inc.Royal Alliance Associates, Inc.03-13-2019
Bart Warren RichardsonSecurities America, Inc.Royal Alliance Associates, Inc.$2503-01-2019
Cheryl Winter CrawfordPackerland Brokerage Services, Inc.Royal Alliance Associates, Inc.02-06-2019
Dorothea Sue ColeJ.W. Cole Financial, Inc.Royal Alliance Associates, Inc.$2502-06-2019
John James OreillyIBN Financial Services, Inc.Royal Alliance Associates, Inc.$10002-06-2019
Devlin Adam ThompsonThe Lifter's AdvisorRoyal Alliance Associates, Inc.02-01-2019
Thomas Joseph NeunerIFS SecuritiesRoyal Alliance Associates, Inc.01-07-2019
Douglas Nelson UhlFortune Financial Services, Inc.Royal Alliance Associates, Inc.$101-02-2019
Joseph Reid GillelandClient One Securities LLCRoyal Alliance Associates, Inc.01-02-2019
Daniel Alexander RoscoeAmerican Portfolios Financial Services, Inc.Royal Alliance Associates, Inc.12-21-2018
John Cecil LetzSecurities America, Inc.Royal Alliance Associates, Inc.$112-21-2018
Saul Kalu OnyeukuLPL Financial LLCRoyal Alliance Associates, Inc.$112-19-2018
Larry Glenn JacksonPruco Securities, LLC.Royal Alliance Associates, Inc.$5012-11-2018
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Showing 1 to 25 of 346 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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