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Advisers on the Move - InvestmentNews

Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q2 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gene David LarsonNPB Financial Group, LLCRoyal Alliance Associates, Inc.04-20-2020
Meghan Marie TapiaSanford C. Bernstein & Co., LLCRoyal Alliance Associates, Inc.04-16-2020
Ricky Calvin KielLPL Financial LLCRoyal Alliance Associates, Inc.04-14-2020
Clayton James CheneyLPL Financial LLCRoyal Alliance Associates, Inc.04-14-2020
Jeffrey S. LightNYLIFE Securities LLCRoyal Alliance Associates, Inc.04-09-2020
Steven Paul FetterhoffCetera Advisor Networks LLCRoyal Alliance Associates, Inc.$2504-02-2020
Jeffrey Allen WestCetera Advisor Networks LLCRoyal Alliance Associates, Inc.$2504-01-2020
Terry Arthur VriezeRoyal Alliance Associates, Inc.Royal Alliance Associates, Inc.03-18-2020
Steven R. SchaadRaymond James Financial Services, Inc.Royal Alliance Associates, Inc.03-16-2020
Daniel Richard GueretteFortune Financial Services, Inc.Royal Alliance Associates, Inc.03-13-2020
John George PanagiotouLPL Financial LLCRoyal Alliance Associates, Inc.03-12-2020
Joseph Michael Murtagh Jr.Cadaret, Grant & Co., Inc.Royal Alliance Associates, Inc.03-03-2020
David Patrick StewartVanderbilt Securities, LLCRoyal Alliance Associates, Inc.02-28-2020
James Adam MaxwellCambridge Investment Research, Inc.Royal Alliance Associates, Inc.02-28-2020
Joshua Lee PotterCitizens Securities, Inc.Royal Alliance Associates, Inc.02-27-2020
Arthur Dickson Wharton IIICetera Investment Services LLCRoyal Alliance Associates, Inc.02-25-2020
Maryanna MurtaghCadaret, Grant & Co., Inc.Royal Alliance Associates, Inc.02-25-2020
Nicholas Willard RostykusSurepath Wealth ManagementRoyal Alliance Associates, Inc.02-25-2020
Mark David ArmstrongLPL Financial LLCRoyal Alliance Associates, Inc.02-21-2020
Nancy Ann WilkinsGWN Securities Inc.Royal Alliance Associates, Inc.02-20-2020
Sarah Jane WalkinshawRoyal Alliance Associates, Inc.Royal Alliance Associates, Inc.02-18-2020
Christopher Andrew RussoLPL Financial LLCRoyal Alliance Associates, Inc.$2502-13-2020
Michael Andrew AguirreMML Investors Services, LLCRoyal Alliance Associates, Inc.02-10-2020
Christopher Thomas BallThe O.N. Equity Sales CompanyRoyal Alliance Associates, Inc.02-04-2020
Kenneth George MendozaLPL Financial LLCRoyal Alliance Associates, Inc.$10002-03-2020
Next Page »

Showing 1 to 25 of 496 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.