Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amy Marie TwomblyAmeriprise Financial Services, Inc.Royal Alliance Associates, Inc.05-01-2009
Andrew Allan AronsNationwide Planning Associates Inc.Royal Alliance Associates, Inc.$2504-26-2010
Andrew M MitchellJ.P. Morgan Securities LLCRoyal Alliance Associates, Inc.07-17-2019
Anne Elaine Stedge-OutwaterCadaret, Grant & Co., Inc.Royal Alliance Associates, Inc.05-24-2019
Arthur R. GarofaloInfinex Investments, Inc.Royal Alliance Associates, Inc.06-22-2011
Benjamin PhillipsVALIC Financial Advisors, Inc.Royal Alliance Associates, Inc.11-05-2018
Bradley Alan SwisherCambridge Investment Research, Inc.Royal Alliance Associates, Inc.09-16-2019
Brett Alan ParkerCambridge Investment Research, Inc.Royal Alliance Associates, Inc.04-02-2019
Brett William Sabio Sr.Securities America Advisors, Inc.Royal Alliance Associates, Inc.07-29-2019
Brian Dale WashaIFP Securities, LLCRoyal Alliance Associates, Inc.05-25-2019
Brian Patrick McGuireGeneos Wealth Management, Inc.Royal Alliance Associates, Inc.$1009-15-2014
Brian Scott SimmonsLPL Financial LLCRoyal Alliance Associates, Inc.12-17-2014
Brittany Alexandria ElginLPL Financial LLCRoyal Alliance Associates, Inc.10-03-2019
Bruce Michael MilovePurshe Kaplan Sterling InvestmentsRoyal Alliance Associates, Inc.05-27-2015
Bryan J CrosserEdward JonesRoyal Alliance Associates, Inc.01-31-2011
Bryan Paul HopkinsIndependent Financial Group, LLCRoyal Alliance Associates, Inc.$2509-23-2010
Carl Anthony Sorboro Jr.Rehmann Financial Network, LLCRoyal Alliance Associates, Inc.$1,00001-30-2018
Charles Edwin TaylorIndependent Financial Group, LLCRoyal Alliance Associates, Inc.01-04-2019
Cheryl Winter CrawfordPackerland Brokerage Services, Inc.Royal Alliance Associates, Inc.02-06-2019
Chris Charles AltmanVoya Financial Advisors, Inc.Royal Alliance Associates, Inc.08-28-2013
Chris Lee GrosskreutzFocus FinancialRoyal Alliance Associates, Inc.05-27-2016
Christopher Daniel WardLincoln Financial Securities CorporationRoyal Alliance Associates, Inc.05-28-2015
Christopher Gerald DeruyverCommonwealth Financial NetworkRoyal Alliance Associates, Inc.03-20-2009
Claudia Perez BrownCommonwealth Financial NetworkRoyal Alliance Associates, Inc.11-30-2009
Clell John Laugharn Jr.M Holdings Securities, Inc.Royal Alliance Associates, Inc.04-13-2012
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Showing 1 to 25 of 212 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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