Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Maureen Terese KerstingAmeriprise Financial Services, Inc.Royal Alliance Associates, Inc.$2512-06-2019
Cherie JonesAmeriprise Financial Services, Inc.Royal Alliance Associates, Inc.$10008-09-2019
Scott David McKinnieAmeriprise Financial Services, Inc.Royal Alliance Associates, Inc.08-01-2019
Tara Marie CavrikasAmeriprise Financial Services, Inc.Royal Alliance Associates, Inc.05-08-2018
James Lester StraussAmeriprise Financial Services, Inc.Royal Alliance Associates, Inc.$50011-07-2017
Geoffrey L ScanlonAmeriprise Financial Services, Inc.Royal Alliance Associates, Inc.11-07-2017
Parker WallAmeriprise Financial Services, Inc.Royal Alliance Associates, Inc.08-17-2016
Dennis Dean ZimmermanAmeriprise Financial Services, Inc.Royal Alliance Associates, Inc.$50008-08-2016
Todd Robert ShierAmeriprise Financial Services, Inc.Royal Alliance Associates, Inc.$10002-16-2016
William Brian WymanAmeriprise Financial Services, Inc.Royal Alliance Associates, Inc.$10002-16-2016
Patrick M HowellAmeriprise Financial Services, Inc.Royal Alliance Associates, Inc.$50004-11-2014
David Man Foon ChanAmeriprise Financial Services, Inc.Royal Alliance Associates, Inc.02-27-2014
John Francis MoranAmeriprise Financial Services, Inc.Royal Alliance Associates, Inc.$50010-02-2013
Paul Joseph CarranoAmeriprise Financial Services, Inc.Royal Alliance Associates, Inc.$25012-13-2010
Amy Marie TwomblyAmeriprise Financial Services, Inc.Royal Alliance Associates, Inc.05-01-2009

Showing 1 to 15 of 15 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.