Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Andrew GermoCommonwealth Financial NetworkRoyal Alliance Associates, Inc.08-26-2019
Michael Andrew GermoCommonwealth Financial NetworkRoyal Alliance Associates, Inc.08-26-2019
Claudia Perez BrownCommonwealth Financial NetworkRoyal Alliance Associates, Inc.11-30-2009
James Christopher LynchCommonwealth Financial NetworkRoyal Alliance Associates, Inc.11-06-2009
Christopher Gerald DeruyverCommonwealth Financial NetworkRoyal Alliance Associates, Inc.03-20-2009
Karen Wilson CartwrightCommonwealth Financial NetworkRoyal Alliance Associates, Inc.$1002-14-2013
Edward Albert HarofCommonwealth Financial NetworkRoyal Alliance Associates, Inc.$5007-01-2019
Louis James Cammisa IICommonwealth Financial NetworkRoyal Alliance Associates, Inc.$5001-08-2010
Daniel Harlan GilbertsonCommonwealth Financial NetworkRoyal Alliance Associates, Inc.$10011-20-2009
Joseph William Conway, Thomas Joseph Conway, Thomas William Hoban, Larry Marshall McCarty, Anthony J Bertocchini, Sean L McCartyCommonwealth Financial NetworkRoyal Alliance Associates, Inc.$10002-09-2009

Showing 1 to 10 of 10 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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