Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Roland Taylor Jr.LPL Financial LLCRoyal Alliance Associates, Inc.07-19-2019
Shannon Dean StauthLPL Financial LLCRoyal Alliance Associates, Inc.$2204-29-2019
Saul Kalu OnyeukuLPL Financial LLCRoyal Alliance Associates, Inc.12-19-2018
Michael Louis IngaglioLPL Financial LLCRoyal Alliance Associates, Inc.12-10-2018
David MattosLPL Financial LLCRoyal Alliance Associates, Inc.$5007-05-2018
Jerald Lawrence AloofLPL Financial LLCRoyal Alliance Associates, Inc.$2507-05-2018
Tanner TregeagleLPL Financial LLCRoyal Alliance Associates, Inc.05-21-2018
Trisha Lynn TerrellLPL Financial LLCRoyal Alliance Associates, Inc.01-17-2018
Michael Joseph FetznerLPL Financial LLCRoyal Alliance Associates, Inc.$2506-24-2016
Joseph Michael Frazier Sr.LPL Financial LLCRoyal Alliance Associates, Inc.06-16-2016
Michael Walter MandelLPL Financial LLCRoyal Alliance Associates, Inc.$2512-08-2015
Brian Scott SimmonsLPL Financial LLCRoyal Alliance Associates, Inc.12-17-2014
Ryan Michael FicorilliLPL Financial LLCRoyal Alliance Associates, Inc.$2504-30-2014
Iliza Schmertz BartelsLPL Financial LLCRoyal Alliance Associates, Inc.07-11-2013
Thomas Philip GreunerLPL Financial LLCRoyal Alliance Associates, Inc.01-15-2013
Mark Richard NeubauerLPL Financial LLCRoyal Alliance Associates, Inc.10-04-2012
Corey Alan ScruppsLPL Financial LLCRoyal Alliance Associates, Inc.$10007-05-2011

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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