Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Johnny P. Nixon IIIIFP Securities, LLCRoyal Alliance Associates, Inc.05-28-2019
Brian Dale WashaIFP Securities, LLCRoyal Alliance Associates, Inc.05-25-2019
James Grant VarzalCadaret, Grant & Co., Inc.Royal Alliance Associates, Inc.$2505-24-2019
Jeffrey Gordon WrightsonCadaret, Grant & Co., Inc.Royal Alliance Associates, Inc.05-24-2019
David Vincent ReubenCadaret, Grant & Co., Inc.Royal Alliance Associates, Inc.05-24-2019
Kevin Thomas CurryCadaret, Grant & Co., Inc.Royal Alliance Associates, Inc.05-24-2019
Anne Elaine Stedge-OutwaterCadaret, Grant & Co., Inc.Royal Alliance Associates, Inc.05-24-2019
Mark Joseph HalpinSA Stone Wealth Management Inc.Royal Alliance Associates, Inc.05-21-2019
Erin Ann Flemming McCloskeyCetera Financial Specialists LLCRoyal Alliance Associates, Inc.05-16-2019
Rosemary Carolina AbreuCetera Investment Services LLCRoyal Alliance Associates, Inc.$5005-14-2019
Paul Sanford Faidley Jr.Kestra Investment Services, LLCRoyal Alliance Associates, Inc.05-06-2019
Shannon Dean StauthLPL Financial LLCRoyal Alliance Associates, Inc.$2204-29-2019
Kyle Alan HowellCalton & Associates, Inc.Royal Alliance Associates, Inc.$15004-22-2019
Zane Montgomery AlgreenPrincipal Securities, Inc.Royal Alliance Associates, Inc.04-16-2019
Brett Alan ParkerCambridge Investment Research, Inc.Royal Alliance Associates, Inc.04-02-2019
Robert Bruce BairdMoors & Cabot, Inc.Royal Alliance Associates, Inc.03-29-2019
Eric Michael DietzenbachPrincipal Securities, Inc.Royal Alliance Associates, Inc.03-18-2019
Michael Keston AffinitoNorthwestern Mutual Investment Services, LLCRoyal Alliance Associates, Inc.03-15-2019
Dorothea Sue ColeJ.W. Cole Financial, Inc.Royal Alliance Associates, Inc.$2502-06-2019
Cheryl Winter CrawfordPackerland Brokerage Services, Inc.Royal Alliance Associates, Inc.02-06-2019
Devlin Adam ThompsonThe Lifter's AdvisorRoyal Alliance Associates, Inc.02-01-2019
Craig Thomas JohnsonSigma Financial CorporationRoyal Alliance Associates, Inc.01-25-2019
Thomas Joseph NeunerIFS SecuritiesRoyal Alliance Associates, Inc.01-07-2019
John Lodge FarmerIndependent Financial Group, LLCRoyal Alliance Associates, Inc.$10001-04-2019
Charles Edwin TaylorIndependent Financial Group, LLCRoyal Alliance Associates, Inc.01-04-2019
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Showing 1 to 25 of 41 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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