Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron M. GordonKestra Investment Services, LLCSII Investments, Inc.$24007-21-2016
Aaron Michael RobertsonLPL Financial LLCSII Investments, Inc.$50010-24-2012
Aaron Philip SipherdSipherd Wealth Management, LLCSII Investments, Inc.07-17-2009
Adam Dean SteenblockWoodbury Financial Services, Inc.SII Investments, Inc.$10011-22-2017
Adam Michael MadsonNicolet Advisory Services, LLCSII Investments, Inc.08-08-2016
Adam R. HordeCommonwealth Financial NetworkSII Investments, Inc.01-18-2013
Alan Donald CooperKovack Securities Inc.SII Investments, Inc.$25012-21-2017
Alan Ellsworth FreiWoodbury Financial Services, Inc.SII Investments, Inc.11-03-2017
Alan Howard BleckerAmeriprise Financial Services, Inc.SII Investments, Inc.$25001-22-2010
Alan Nelson BarnesCUSO Financial Services, L.P.SII Investments, Inc.$10012-23-2013
Alexander Louis BushUnited Planners' Financial Services of America A Limited PartnerSII Investments, Inc.$10011-16-2017
Alice C KoerthLPL Financial LLCSII Investments, Inc.10-31-2014
Alicia SaundersPark Avenue Securities LLCSII Investments, Inc.07-21-2017
Alison Ann WalkerNicolet Advisory Services, LLCSII Investments, Inc.08-08-2016
Andrew Charles FrazierSecurities America, Inc.SII Investments, Inc.$50011-27-2017
Andrew Edwin WatkinsSummit Brokerage Services, Inc.SII Investments, Inc.$10006-18-2015
Andrew Maxwell AldredgeThe Advisory Resource Group, LLCSII Investments, Inc.12-06-2017
Andrew Robert HermsenN.E.W. Advisory Services, LLCSII Investments, Inc.11-22-2017
Ann Margaret BoydSecurities America, Inc.SII Investments, Inc.12-06-2017
Anne Marie BenselCitigroup Global Markets Inc.SII Investments, Inc.$50006-03-2009
Annette Arlene VanderlindeFirst Allied Securities, Inc.SII Investments, Inc.10-16-2013
ANTHONY EDWIN UNTERSEEInvestacorp, Inc.SII Investments, Inc.$50008-22-2014
Anthony J PochowskiCommonwealth Financial NetworkSII Investments, Inc.11-27-2017
Anthony John MercuriTa-Check Financial LTD.SII Investments, Inc.11-30-2017
Anthony Scott CariniWoodbury Financial Services, Inc.SII Investments, Inc.$50001-02-2018
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Showing 1 to 25 of 527 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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