Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew James BerryLPL Financial LLCSII Investments, Inc.$5005-29-2020
Ryan Robert GeschkeLPL Financial LLCSII Investments, Inc.02-28-2018
Lee Alan RosenblumLPL Financial LLCSII Investments, Inc.$5012-08-2017
Debbi FriedmanLPL Financial LLCSII Investments, Inc.$15012-08-2017
Myles Andrew WomackLPL Financial LLCSII Investments, Inc.11-08-2017
Robert Everett Veasey Jr.LPL Financial LLCSII Investments, Inc.$4208-04-2017
Michael Richard Mazzella Sr.LPL Financial LLCSII Investments, Inc.04-10-2017
John C. StadtmuellerLPL Financial LLCSII Investments, Inc.01-26-2017
James Alan HenkelLPL Financial LLCSII Investments, Inc.11-01-2016
Richard Allan BerlinskiLPL Financial LLCSII Investments, Inc.$711-01-2016
Michael Richard Mazzella Jr.LPL Financial LLCSII Investments, Inc.08-23-2016
Gerald Lee GerweckLPL Financial LLCSII Investments, Inc.$5007-19-2016
Donald John WeyenbergLPL Financial LLCSII Investments, Inc.06-22-2016
William Joseph WalshLPL Financial LLCSII Investments, Inc.$5001-04-2016
Tina Marie HallierLPL Financial LLCSII Investments, Inc.01-27-2015
Derek Andrew LeightonLPL Financial LLCSII Investments, Inc.$1011-04-2014
Todd Carlton OflanaganLPL Financial LLCSII Investments, Inc.10-31-2014
Donald Edward FitzgeraldLPL Financial LLCSII Investments, Inc.10-31-2014
Alice C KoerthLPL Financial LLCSII Investments, Inc.10-31-2014
Richard Allen MillerLPL Financial LLCSII Investments, Inc.$2510-03-2014
Timothy Richard YeeLPL Financial LLCSII Investments, Inc.$5005-30-2014
Robert Dean CoffinLPL Financial LLCSII Investments, Inc.02-28-2014
Edward Jay LarkinLPL Financial LLCSII Investments, Inc.02-28-2014
Sarah Lonsdale VollingLPL Financial LLCSII Investments, Inc.01-07-2014
William Stephen TaylorLPL Financial LLCSII Investments, Inc.09-27-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.