Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Jason William Urbaniak | LPL Financial LLC | SII Investments, Inc. | — | 02-14-2018 |
| Clinton Joseph Henry | LPL Financial LLC | SII Investments, Inc. | — | 02-14-2018 |
| Nicholas Herb Scheumann | LPL Financial LLC | SII Investments, Inc. | — | 02-14-2018 |
| Joseph G. Starkey | LPL Financial LLC | SII Investments, Inc. | — | 02-14-2018 |
| Clifford James Rice | LPL Financial LLC | SII Investments, Inc. | — | 02-14-2018 |
| Michael Robert Hadt | LPL Financial LLC | SII Investments, Inc. | — | 02-14-2018 |
| Stacey Marie Fargo | LPL Financial LLC | SII Investments, Inc. | — | 02-14-2018 |
| Adam Kyle Sipes | LPL Financial LLC | SII Investments, Inc. | — | 02-14-2018 |
| Lisa Kay Everson | Sigma Financial Corporation | SII Investments, Inc. | — | 01-02-2018 |
| Kyle Steven Aschliman | Sigma Financial Corporation | SII Investments, Inc. | — | 01-02-2018 |
| Donald Michael Denstaedt | Woodbury Financial Services, Inc. | SII Investments, Inc. | — | 11-16-2017 |
| Jeffrey Richard Hoenle | Woodbury Financial Services, Inc. | SII Investments, Inc. | — | 11-16-2017 |
| Gregory William Hoenle | Woodbury Financial Services, Inc. | SII Investments, Inc. | — | 11-16-2017 |
| Patrick Horwitz | Securities Service Network, LLC | SII Investments, Inc. | — | 11-08-2017 |
| Candace M. Gilles | CFD Investments, Inc. | SII Investments, Inc. | — | 09-21-2017 |
| Ronald Wayne Hatoway | Parkland Securities, LLC | SII Investments, Inc. | — | 04-02-2015 |
| Joan C. Petris | ProEquities, Inc. | SII Investments, Inc. | — | 02-23-2010 |
| Mark Owen Vandevelde | LPL Financial LLC | SII Investments, Inc. | $25 | 02-14-2018 |
| Mario Anthon Ruiz | LPL Financial LLC | SII Investments, Inc. | $50 | 02-14-2018 |
| Rena Lynn Noe | LPL Financial LLC | SII Investments, Inc. | $50 | 02-14-2018 |
| Michael T. Barancyk | LPL Financial LLC | SII Investments, Inc. | $50 | 02-14-2018 |
| Stephen P. Kavois | LPL Financial LLC | SII Investments, Inc. | $50 | 02-14-2018 |
| Gregory Max Whitenack | Sigma Financial Corporation | SII Investments, Inc. | $100 | 01-02-2018 |
Showing 1 to 23 of 23 entries
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
