Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
ERIC PAUL DENSONPrivate Client Services, LLCSII Investments, Inc.03-23-2018
Jeanann M KramerCUSO Financial Services, L.P.SII Investments, Inc.01-16-2018
Ruth Ann TsakonasWoodbury Financial Services, Inc.SII Investments, Inc.01-12-2018
Sharon Anne GreenWoodbury Financial Services, Inc.SII Investments, Inc.$5001-12-2018
Anthony Scott CariniWoodbury Financial Services, Inc.SII Investments, Inc.$5001-02-2018
Brian Robert HartlPrivate Client Services, LLCSII Investments, Inc.01-02-2018
Dianne Marie KoepplerGeneos Wealth Management, Inc.SII Investments, Inc.01-02-2018
Michael George ChallePrivate Client Services, LLCSII Investments, Inc.01-02-2018
Nadine Thurner TarabishiPrivate Client Services, LLCSII Investments, Inc.01-02-2018
Robert John LecapitainePrivate Client Services, LLCSII Investments, Inc.01-02-2018
David Gerald AdamsCommonwealth Financial NetworkSII Investments, Inc.$5012-19-2017
Lisa Kae AdamsCommonwealth Financial NetworkSII Investments, Inc.$5012-19-2017
Patrick Joseph MadsonNicolet Advisory Services, LLCSII Investments, Inc.12-19-2017
Jane Marie SnyderWoodbury Financial Services, Inc.SII Investments, Inc.$2512-18-2017
Peter Arnold HundtCommonwealth Financial NetworkSII Investments, Inc.12-18-2017
Kevin E RustWoodbury Financial Services, Inc.SII Investments, Inc.$112-15-2017
Thomas Allen WittkopfSagePoint Financial, Inc.SII Investments, Inc.$1012-15-2017
Daniel Edward Colvin Jr.Woodbury Financial Services, Inc.SII Investments, Inc.$5012-08-2017
Douglas James WaelchliHarbour Investments, Inc.SII Investments, Inc.$1812-08-2017
Kenneth Dale MushelWoodbury Financial Services, Inc.SII Investments, Inc.$2511-29-2017
Michael Gerald WhitehouseGeneos Wealth Management, Inc.SII Investments, Inc.11-29-2017
Anthony Joseph PochowskiCommonwealth Financial NetworkSII Investments, Inc.11-27-2017
Brandon James MasbruchCommonwealth Financial NetworkSII Investments, Inc.11-27-2017
John Joseph Johnson Sr.Kestra Investment Services, LLCSII Investments, Inc.$15011-27-2017
Kane Calvin SchraderCommonwealth Financial NetworkSII Investments, Inc.11-27-2017
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Showing 1 to 25 of 114 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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