Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Julie Ann LorenzChase Investment Services Corp.SII Investments, Inc.03-01-2009
James Robert AllanVerus Investment Advisory Group, Inc.SII Investments, Inc.04-03-2009
Thomas John SuttnerVerus Investment Advisory Group, Inc.SII Investments, Inc.04-03-2009
John Matthew SchorseWoodbury Financial Services, Inc.SII Investments, Inc.$10007-07-2009
Paul Julian RenardAmeriprise Financial Services, Inc.SII Investments, Inc.08-21-2009
Mark Michael OswaldH. Beck, Inc.SII Investments, Inc.$10012-08-2009
John Clarence BoddenH. Beck, Inc.SII Investments, Inc.$25012-08-2009
Kevin Michael NemoirH. Beck, Inc.SII Investments, Inc.$50012-08-2009
Michael John KoernerH. Beck, Inc.SII Investments, Inc.12-08-2009
Kurtis Lee MaltbyH. Beck, Inc.SII Investments, Inc.12-08-2009
Joseph James Campagna Jr.H. Beck, Inc.SII Investments, Inc.$25012-11-2009
Patrick Thomas O'HalloranH. Beck, Inc.SII Investments, Inc.12-18-2009
Joseph Anthony SchilzH. Beck, Inc.SII Investments, Inc.$25012-22-2009
Timothy George FischerH. Beck, Inc.SII Investments, Inc.$10012-23-2009
Robert Andrew O'BrienPrincipal Securities, Inc.SII Investments, Inc.$10012-10-2010
William Lee BowmanRaymond James Financial Services, Inc.SII Investments, Inc.$25006-01-2011
Kristie Rene' HennesRaymond James Financial Services, Inc.SII Investments, Inc.06-01-2011
Glenn William Nelson Jr.Hornor, Townsend & Kent, LLCSII Investments, Inc.$47011-01-2011
Paul Richard CogginsInfinex Investments, Inc.SII Investments, Inc.$25002-10-2012
Scott Allen FroemmingAbacus Investments, Inc.SII Investments, Inc.$10006-14-2012
Scott Lyle KornstedtFilbrandt Investment Advisers IncorporatedSII Investments, Inc.07-02-2012
James Daniel GreenwoodLPL Financial LLCSII Investments, Inc.10-30-2012
Diane Lynn EsserDirection Financial Management, LLCSII Investments, Inc.01-11-2013
Jessica L. PorcelliCliftonLarsonAllen Wealth Advisors, LLCSII Investments, Inc.05-06-2013
Jacquelyn Lee SklenarH. Beck, Inc.SII Investments, Inc.$25005-23-2013
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Showing 1 to 25 of 165 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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