Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Ellsworth FreiWoodbury Financial Services, Inc.SII Investments, Inc.11-03-2017
Andrew Robert HermsenN.E.W. Advisory Services, LLCSII Investments, Inc.11-22-2017
Anthony Scott CariniWoodbury Financial Services, Inc.SII Investments, Inc.$5001-02-2018
Bernard Gerard Van EperenLPL Financial LLCSII Investments, Inc.$5002-14-2018
Blake Eugene DahlbyLPL Financial LLCSII Investments, Inc.02-14-2018
Brandon James MasbruchCommonwealth Financial NetworkSII Investments, Inc.11-27-2017
Brian Keith FruitAmeriprise Financial Services, Inc.SII Investments, Inc.10-20-2014
Bruce James IattoniCambridge Investment Research, Inc.SII Investments, Inc.$1010-16-2017
Carey Michael WolfLPL Financial LLCSII Investments, Inc.$5002-14-2018
Carol Jean SchumacherLPL Financial LLCSII Investments, Inc.02-14-2018
Charles Lyle Harbeck IILPL Financial LLCSII Investments, Inc.02-14-2018
Christopher Robert BrickheimerWoodbury Financial Services, Inc.SII Investments, Inc.11-03-2017
Claudia Anne VlisidesHarbour Investments, Inc.SII Investments, Inc.11-07-2017
Craig Donald RuschSagePoint Financial, Inc.SII Investments, Inc.10-03-2014
Curtis John DowlingLPL Financial LLCSII Investments, Inc.02-14-2018
Cynthia Jean StormfischerSecurities America, Inc.SII Investments, Inc.$5011-01-2017
Daniel Allan FleesWoodbury Financial Services, Inc.SII Investments, Inc.$1710-27-2017
Daniel Edward Colvin Jr.Woodbury Financial Services, Inc.SII Investments, Inc.$2512-08-2017
Daniel James WeberWoodbury Financial Services, Inc.SII Investments, Inc.$10010-26-2017
David Anthony KlapatchLPL Financial LLCSII Investments, Inc.02-14-2018
David Edward PentekLPL Financial LLCSII Investments, Inc.$2502-14-2018
David Gerald AdamsCommonwealth Financial NetworkSII Investments, Inc.12-19-2017
David James ShawLPL Financial LLCSII Investments, Inc.$12502-14-2018
David James TassoulWoodbury Financial Services, Inc.SII Investments, Inc.10-31-2017
David Robert DemoreWoodbury Financial Services, Inc.SII Investments, Inc.$5011-15-2017
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Showing 1 to 25 of 126 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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