Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

«Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kitt Griffin, Steven LivitzKestra FinancialSII Investments$12004-09-2018
Paul MauroSagePoint FinancialSII Investments$77603-29-2018
Pamela Davis, Chris DavisKestra FinancialSII Investments$11002-27-2018
Greg Ostrowski, Ian Arrowsmith, Jay Sprinkel, Ryan Ansted, Shawn WalkerIndependent Financial GroupSII Investments$87501-02-2018
Paul MauroSagePoint FinancialSII Investments$65612-21-2017
Patrick Ferrigno, Paul Ferrigno, Gregory MireckiFSC SecuritiesSII Investments$30012-12-2017
Mark Miehe, Matt Cuplin, Brandon Masbruch and Tony PochowskiCommonwealth Financial NetworkSII Investments$18612-01-2017
Phil WoodAmeriprise FinancialSII Investments$38011-16-2017
Carmen Cercone, Kyle Richardson, Thomas Lundgaard, Tyler Brilinski, James BruceKestra FinancialSII Investments$70011-15-2016
Stephen LawandalesFSC SecuritiesSII Investments$14004-10-2015
Steven J. DryerLPL FinancialSII Investments$15010-31-2014
Edward KlugInvestacorpSII Investments$5010-01-2014
Anthony Untersee, Charles ProuteyInvestacorpSII Investments$5008-22-2014
Terry Sawchuk, Bill LangensteinKestra FinancialSII Investments$15508-18-2014
Shannon J. Case, Mark J. SlatterySecurities AmericaSII Investments$13006-03-2013
Jim Galante, Michael Lambrix, Jeremy LaubCommonwealth Financial NetworkSII Investments$25001-18-2013
Mark Cortazzo, Nicholas Spagnoletti Jr., Jay LaMalfa, Thomas MoyerLPL FinancialSII Investments$65011-08-2012
Paul HynesPlanMember SecuritiesSII Investments$10004-11-2011

Showing 1 to 18 of 18 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

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