Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Patrick Paul AstreLPL Financial LLCSagePoint Financial, Inc.$15011-11-2019
Marie Anne BurnsLPL Financial LLCSagepoint Financial, Inc.09-24-2019
Keith Ryan DorsonLPL Financial LLCSagepoint Financial, Inc.$2509-24-2019
Keith Ryan DorsonLPL Financial LLCSagepoint Financial, Inc.$2509-24-2019
Marie Anne BurnsLPL Financial LLCSagepoint Financial, Inc.09-24-2019
William Jason UrbanikLPL Financial LLCSagepoint Financial, Inc.$15008-28-2019
Jessica Marie MarazzaLPL Financial LLCSagepoint Financial, Inc.08-28-2019
Anthony Edward SlezakLPL Financial LLCSagepoint Financial, Inc.08-28-2019
William Jason UrbanikLPL Financial LLCSagepoint Financial, Inc.$15008-28-2019
Jessica Marie MarazzaLPL Financial LLCSagepoint Financial, Inc.08-28-2019
Shari Ann MehmLPL Financial LLCSagepoint Financial, Inc.08-23-2019
Robert John EckhardtLPL Financial LLCSagepoint Financial, Inc.08-23-2019
John Forest RyderLPL Financial LLCSagePoint Financial, Inc.$2506-20-2019
Nikki Rae SeegerLPL Financial LLCSagePoint Financial, Inc.06-06-2019
Brooks C BillingsLPL Financial LLCSagePoint Financial, Inc.12-18-2018
Adam John SwandaLPL Financial LLCSagePoint Financial, Inc.$10008-20-2018
Ryan Phillip EgstadLPL Financial LLCSagePoint Financial, Inc.08-20-2018
Taylor Clay HundleyLPL Financial LLCSagePoint Financial, Inc.07-05-2018
Michael K. LemichLPL Financial LLCSagePoint Financial, Inc.07-05-2018
Robert Nieto Jr.LPL Financial LLCSagePoint Financial, Inc.$2501-24-2018
Kerri PatrickLPL Financial LLCSagePoint Financial, Inc.$1010-31-2017
Michael David AaronsonLPL Financial LLCSagePoint Financial, Inc.11-17-2016
Stephanie Rae SzaboLPL Financial LLCSagePoint Financial, Inc.10-29-2015
Suzanne Lynn FordLPL Financial LLCSagePoint Financial, Inc.$2508-04-2015
Lawrence Alfred Dauer IIILPL Financial LLCSagePoint Financial, Inc.$5001-07-2013
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Showing 1 to 25 of 35 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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