Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John SpatolaRoyal Alliance Associates, Inc.Santander Securities LLC09-03-2020
Jonathan ValdezE*TRADE Capital Management, LLCSantander Securities LLC08-12-2020
Jonathan ValdezE*TRADE Securities LLCSantander Securities LLC08-11-2020
Timothy Fitzgerald HortonGWFS Equities, Inc.Santander Securities LLC07-21-2020
Joseph Michael Phillips Sr.Lincoln Financial Advisors CorporationSantander Securities LLC$5007-01-2020
Robert SotoCUSO Financial Services, L.P.Santander Securities LLC05-12-2020
Jeffrey Adam SwarrAon Hewitt Financial Advisors, LLCSantander Securities LLC04-24-2020
Agne MirFidelity Brokerage Services LLCSantander Securities LLC04-10-2020
Joseph A. ArgentoHSBC Securities (USA) Inc.Santander Securities LLC03-06-2020
Michael Anthony VoliniAmerican Portfolios Financial Services, Inc.Santander Securities LLC03-03-2020
Mohammed Ferhatullah QuraishiSantander Securities LLCSantander Securities LLC03-02-2020
Brian Robert GaumontCitizens Securities, Inc.Santander Securities LLC02-28-2020
Robert Henry Donnell IVSecurian Financial Services, Inc.Santander Securities LLC02-28-2020
Brent N Van WykJ.P. Morgan Securities LLCSantander Securities LLC02-25-2020
Mark John ArrudaLPL Financial LLCSantander Securities LLC02-18-2020
Paul J EastmanNYLIFE Securities LLCSantander Securities LLC02-07-2020
Lucy Ann Marie SowersMerrill Lynch, Pierce, Fenner & Smith IncorporatedSantander Securities LLC$15001-31-2020
Nicholas Sean DuelferKey Investment Services LLCSantander Securities LLC01-27-2020
Peter Cosmo CanaleJ.P. Morgan Securities LLCSantander Securities LLC01-17-2020
Bryan Tyler FingerJ.P. Morgan Securities LLCSantander Securities LLC01-17-2020
Jonathan Fraser LeeSecurities America, Inc.Santander Securities LLC01-17-2020
Alyson Claire BassoSecurities America, Inc.Santander Securities LLC01-17-2020
Lloyd Ward JohnsonKelly Financial Services LLCSantander Securities LLC01-15-2020
Christopher NagleCitizens Securities, Inc.Santander Securities LLC01-07-2020
Gary Thomas GeraciCitizens Securities, Inc.Santander Securities LLC12-24-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.