Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Walter Patrick Guilfoyle IIIJ.P. Morgan Securities LLCSantander Securities LLC09-30-2019
Ashwin NagreJ.P. Morgan Securities LLCSantander Securities LLC08-13-2019
Kitae KimJ.P. Morgan Securities LLCSantander Securities LLC04-30-2019
Monika ChoudharyJ.P. Morgan Securities LLCSantander Securities LLC04-15-2019
Jose E DiazJ.P. Morgan Securities LLCSantander Securities LLC01-24-2019
Robert William Sim Jr.J.P. Morgan Securities LLCSantander Securities LLC08-03-2018
Andy MartinezJ.P. Morgan Securities LLCSantander Securities LLC06-28-2018
Jason John KanderJ.P. Morgan Securities LLCSantander Securities LLC06-20-2018
Ian MiciekJ.P. Morgan Securities LLCSantander Securities LLC06-14-2018
Karen Ann SmithJ.P. Morgan Securities LLCSantander Securities LLC06-30-2017
Thomas Joseph LaughlinJ.P. Morgan Securities LLCSantander Securities LLC07-27-2015
Louis Stephen VaradyJ.P. Morgan Securities LLCSantander Securities LLC05-11-2015
Seamus Joseph Whalen IIIJ.P. Morgan Securities LLCSantander Securities LLC$5004-14-2015
Kelvin Demetric RobinsonJ.P. Morgan Securities LLCSantander Securities LLC10-10-2014
Mahesh ChandwaniJ.P. Morgan Securities LLCSantander Securities LLC04-23-2014

Showing 1 to 15 of 15 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.