Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark John ArrudaLPL Financial LLCSantander Securities LLC02-18-2020
Alix J CharlemagneLPL Financial LLCSantander Securities LLC12-04-2019
Matthew J PerchalskiLPL Financial LLCSantander Securities LLC09-09-2019
Edmund Douglas RobinsonLPL Financial LLCSantander Securities LLC06-03-2019
Josephine BlaffordLPL Financial LLCSantander Securities LLC01-03-2019
Anthony BoltLPL Financial LLCSantander Securities LLC12-18-2018
Benjamin Michael KwiatkowskiLPL Financial LLCSantander Securities LLC10-04-2018
Nicholas DenubilaLPL Financial LLCSantander Securities LLC07-30-2018
Edward Mendenhall TaylorLPL Financial LLCSantander Securities LLC09-06-2017
Wolfgang Alfons HeinLPL Financial LLCSantander Securities LLC$15006-02-2017
John Andrew DigiacomoLPL Financial LLCSantander Securities LLC$1006-01-2017
William James Williamson IIILPL Financial LLCSantander Securities LLC03-31-2017
David Michael RicciLPL Financial LLCSantander Securities LLC$2503-22-2017
Steven TalleyLPL Financial LLCSantander Securities LLC01-23-2017
Jason Scott WeissLPL Financial LLCSantander Securities LLC12-09-2016
Charles Joseph McCue IIILPL Financial LLCSantander Securities LLC$2511-30-2016
Brian J. RodriguesLPL Financial LLCSantander Securities LLC11-17-2016
Terence William TinkhamLPL Financial LLCSantander Securities LLC$2510-03-2016
Christopher Paul MaraLPL Financial LLCSantander Securities LLC$2508-30-2016
Peter David DubinLPL Financial LLCSantander Securities LLC$5006-07-2016
Darpan M. AdhyapakLPL Financial LLCSantander Securities LLC$2504-08-2016
Joffre SalazarLPL Financial LLCSantander Securities LLC04-07-2016
Kenneth Ray SmithLPL Financial LLCSantander Securities LLC05-11-2015
David Paul DufourLPL Financial LLCSantander Securities LLC11-05-2014
Elizabeth K. SouzaLPL Financial LLCSantander Securities LLC$1005-05-2014
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Showing 1 to 25 of 28 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.