Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy Fitzgerald HortonGWFS Equities, Inc.Santander Securities LLC07-21-2020
Joseph Michael Phillips Sr.Lincoln Financial Advisors CorporationSantander Securities LLC$5007-01-2020
Brian Robert GaumontCitizens Securities, Inc.Santander Securities LLC02-28-2020
Paul J EastmanNYLIFE Securities LLCSantander Securities LLC02-07-2020
Jonathan Fraser LeeSecurities America, Inc.Santander Securities LLC01-17-2020
Alyson Claire BassoSecurities America, Inc.Santander Securities LLC01-17-2020
Lloyd Ward JohnsonKelly Financial Services LLCSantander Securities LLC01-15-2020
Christopher NagleCitizens Securities, Inc.Santander Securities LLC01-07-2020
Gary Thomas GeraciCitizens Securities, Inc.Santander Securities LLC12-24-2019
Christopher Patrick GreeleyVoya Financial Advisors, Inc.Santander Securities LLC12-12-2019
Reeze Chinsum LohMerrill Lynch, Pierce, Fenner & Smith IncorporatedSantander Securities LLC10-29-2019
Evangelos IoakimidisMorgan StanleySantander Securities LLC10-16-2019
Omasanjuwa Tokunbo EruwayoMerrill Lynch, Pierce, Fenner & Smith IncorporatedSantander Securities LLC10-01-2019
Angelos ConstantineMerrill Lynch, Pierce, Fenner & Smith IncorporatedSantander Securities LLC09-16-2019
Juan Pablo Ceballos GarciaJ.P. Morgan Securities LLCSantander Securities LLC08-26-2019
Hao LuongJ.P. Morgan Securities LLCSantander Securities LLC08-22-2019
Kellee Patricia DevineMerrill Lynch, Pierce, Fenner & Smith IncorporatedSantander Securities LLC08-05-2019
Daniel Raymond RoseJ.P. Morgan Securities LLCSantander Securities LLC07-30-2019
Kieron John NutbrownCitizens Securities, Inc.Santander Securities LLC07-30-2019
Brian Temple TuttleInfinex Investments, Inc.Santander Securities LLC07-13-2019
Andrew PfefferJ.P. Morgan Securities LLCSantander Securities LLC07-09-2019
Brianna HurleyMorgan StanleySantander Securities LLC07-09-2019
Jerry Thomas DiamantidesMerrill Lynch, Pierce, Fenner & Smith IncorporatedSantander Securities LLC06-27-2019
Ana P PascualJ.P. Morgan Securities LLCSantander Securities LLC06-23-2019
Adam Pasquale WestCharles Schwab & Co., Inc.Santander Securities LLC06-12-2019
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Showing 1 to 25 of 118 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.