Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Douglas Lim ChinMerrill Lynch, Pierce, Fenner & Smith IncorporatedSantander Securities LLC$50011-10-2011
Nicholas Joseph FazioLPL Financial LLCSantander Securities LLC$10009-26-2012
Nicholas Allen Hudson CantrellCUSO Financial Services, L.P.Santander Securities LLC11-05-2012
John David FieldsNorthwestern Mutual Investment Services, LLCSantander Securities LLC12-12-2012
Brian Michael KallenbergCitizens Securities, Inc.Santander Securities LLC02-05-2013
Jason WhittierMerrill Lynch, Pierce, Fenner & Smith IncorporatedSantander Securities LLC05-03-2013
Eric R. BelskyCitizens Securities, Inc.Santander Securities LLC$80009-30-2013
Kenneth J GalvinPruco Securities, LLC.Santander Securities LLC$10010-07-2013
Howard Eliot GreensteinLPL Financial LLCSantander Securities LLC12-06-2013
Paul Albert LaurellStifel, Nicolaus & Company, IncorporatedSantander Securities LLC01-13-2014
Zayed H FekaduCitizens Securities, Inc.Santander Securities LLC02-25-2014
Jumoke Oliniyi Crayton-PierrePeople's Securities, Inc.Santander Securities LLC03-20-2014
Michael Patrick KiziukPeople's Securities, Inc.Santander Securities LLC03-26-2014
Brian Thomas SullivanCitizens Securities, Inc.Santander Securities LLC04-11-2014
Robert Andrew SchwartzMML Investors Services, LLCSantander Securities LLC04-28-2014
Elizabeth K. SouzaLPL Financial LLCSantander Securities LLC$10005-05-2014
Patrycja Serafin CotterCitizens Securities, Inc.Santander Securities LLC05-05-2014
Steven L JohnsonMorgan StanleySantander Securities LLC$10005-12-2014
Christopher Walter EthierCitizens Securities, Inc.Santander Securities LLC06-04-2014
ROBERT HENRY BRESLINSorrento Pacific Financial, LLCSantander Securities LLC06-19-2014
Jason Edward SchottMerrill Lynch, Pierce, Fenner & Smith IncorporatedSantander Securities LLC07-08-2014
Joseph Patrick HartInfinex Investments, Inc.Santander Securities LLC07-09-2014
Zachary Armand LeightonCitizens Securities, Inc.Santander Securities LLC$10007-28-2014
Robert Charles Crocker Jr.NYLIFE Securities LLCSantander Securities LLC11-25-2014
Robert Stephen RoselliAXA Advisors, LLCSantander Securities LLC$10012-01-2014
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Showing 1 to 25 of 103 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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