Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey David SicklerEstate Planners of New England, LLCSantander Securities LLC06-27-2019
Zachary N MagistroCitizens Securities, Inc.Santander Securities LLC06-11-2019
Christopher R. SpencerFidelity Brokerage Services LLCSantander Securities LLC05-08-2019
Kristin GavinFidelity Brokerage Services LLCSantander Securities LLC03-08-2019
Phillip Allen O'BrienFidelity Brokerage Services LLCSantander Securities LLC03-02-2019
Ardit HuruglicaCitizens Securities, Inc.Santander Securities LLC02-26-2019
George Anthony CruzAXA Advisors, LLCSantander Securities LLC10-08-2018
Valerie R. BouraphaelCitizens Securities, Inc.Santander Securities LLC01-02-2018
Jason Jeffrey BelyeaCitizens Securities, Inc.Santander Securities LLC01-26-2016
David Joseph JamesCitizens Securities, Inc.Santander Securities LLC05-22-2015
Christopher CordeiroFidelity Brokerage Services LLCSantander Securities LLC05-15-2015
Ian James Swanson WilmotCitizens Securities, Inc.Santander Securities LLC04-03-2015
Tobias Ebenezer FrostNorthwestern Mutual Investment Services, LLCSantander Securities LLC02-11-2015
Jeffrey T. DennisSignator Investors, Inc.Santander Securities LLC08-19-2014
Christopher S. JohnstoneCitizens Securities, Inc.Santander Securities LLC07-21-2014
James Andrew OdlumCitizens Securities, Inc.Santander Securities LLC01-28-2013
Richard Rutledge Evans Jr.TIAA-CREF Individual & Institutional Services, LLCSantander Securities LLC$1011-20-2015

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.