Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason Edward ChurchPNC InvestmentsSantander Securities LLC10-29-2018
Robert William Sim Jr.J.P. Morgan Securities LLCSantander Securities LLC08-03-2018
Thomas Louis LaportaCetera Investment Services LLCSantander Securities LLC$5006-18-2018
Ian MiciekJ.P. Morgan Securities LLCSantander Securities LLC06-14-2018
Latoya Davis-DenuzzoMerrill Lynch, Pierce, Fenner & Smith IncorporatedSantander Securities LLC05-15-2018
Alfred B Farrell Jr.PNC InvestmentsSantander Securities LLC$2505-08-2018
Bahga Karim GergesCetera Investment Services LLCSantander Securities LLC05-04-2018
Sean Patrick RocheRaymond James Financial Services, Inc.Santander Securities LLC$104-02-2018
Laurien MoorePNC InvestmentsSantander Securities LLC03-16-2018
Jonathan OcampoCetera Investment Services LLCSantander Securities LLC02-02-2018
Maikel CotrinaCetera Investment Services LLCSantander Securities LLC01-19-2018
Paul LandyM&T Securities, Inc.Santander Securities LLC10-06-2017
Reuben Domingues DealmeidaPruco Securities, LLC.Santander Securities LLC07-26-2017
Karen Ann SmithJ.P. Morgan Securities LLCSantander Securities LLC06-30-2017
William Joseph WintersSorrento Pacific Financial, LLCSantander Securities LLC06-01-2017
Alan Barry KrichmanM&T Securities, Inc.Santander Securities LLC$105-09-2017
William James Williamson IIILPL Financial LLCSantander Securities LLC03-31-2017
Urja S ShahINVEST Financial CorporationSantander Securities LLC01-12-2017
Meera SinghM&T Securities, Inc.Santander Securities LLC01-11-2017
Maria Alejandra SarquezPNC InvestmentsSantander Securities LLC11-16-2016
Walter S Olszewski Jr.M&T Securities, Inc.Santander Securities LLC10-27-2016
Donatello Dario BollettinoM&T Securities, Inc.Santander Securities LLC08-04-2016
Daniel P Kelleher Jr.Wells Fargo Clearing Services, LLCSantander Securities LLC$5007-18-2016
Danny David Izquierdo Sr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedSantander Securities LLC07-18-2016
Melissa DineenINVEST Financial CorporationSantander Securities LLC06-27-2016
Next Page »

Showing 1 to 25 of 50 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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