Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aziza El Harre BeyCapital AnalystsSantander Securities LLC06-24-2019
Sebastiano MancarellaCapital AnalystsSantander Securities LLC03-27-2014
Yvonne Koshie LampteyCetera Investment Services LLCSantander Securities LLC08-29-2019
Michael James HickeyCetera Investment Services LLCSantander Securities LLC02-15-2018
Marcus Richard LuccheseCitizens Securities, Inc.Santander Securities LLC09-29-2020
Anthony Domenic RealiCitizens Securities, Inc.Santander Securities LLC10-17-2019
Rashon HolmesCitizens Securities, Inc.Santander Securities LLC03-01-2019
Nunzio ParibelloCitizens Securities, Inc.Santander Securities LLC06-27-2017
Thomas Baker HaynCitizens Securities, Inc.Santander Securities LLC12-27-2016
Reid Ira ChizikCitizens Securities, Inc.Santander Securities LLC12-07-2016
Dwayne O MarshCitizens Securities, Inc.Santander Securities LLC04-10-2015
Preston J WalkerCitizens Securities, Inc.Santander Securities LLC11-21-2014
John Michael WelshCitizens Securities, Inc.Santander Securities LLC07-01-2014
Stephanie Eileen MillerEdward JonesSantander Securities LLC$15010-09-2015
Patrick George HellerEquitable Advisors, LLCSantander Securities LLC12-14-2018
Justine FrantzEquitable Advisors, LLCSantander Securities LLC11-08-2018
Mohammed ZubairuHoopoe AdvisorsSantander Securities LLC09-28-2020
Mitchell Tyler HulyoInfinex Investments, Inc.Santander Securities LLC10-31-2019
Debra Rae MartinInfinex Investments, Inc.Santander Securities LLC09-09-2019
Scott Maxwell FrostInfinex Investments, Inc.Santander Securities LLC09-06-2019
Brent N Van WykJ.P. Morgan Securities LLCSantander Securities LLC02-25-2020
Brandon Alexander HepburnJ.P. Morgan Securities LLCSantander Securities LLC04-15-2019
Sean DebarberieKey Investment Services LLCSantander Securities LLC07-22-2020
Nicholas Sean DuelferKey Investment Services LLCSantander Securities LLC01-27-2020
Tyler Andrew FoleyKey Investment Services LLCSantander Securities LLC08-03-2018
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Showing 1 to 25 of 49 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.