Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Patrick George HellerAXA Advisors, LLCSantander Securities LLC12-14-2018
Sebastiano MancarellaCapital AnalystsSantander Securities LLC03-27-2014
Michael James HickeyCetera Investment Services LLCSantander Securities LLC02-15-2018
Nunzio ParibelloCitizens Securities, Inc.Santander Securities LLC06-27-2017
Steve H NguyenCitizens Securities, Inc.Santander Securities LLC$2506-08-2017
Thomas Baker Hayn Sr.Citizens Securities, Inc.Santander Securities LLC12-27-2016
Reid Ira ChizikCitizens Securities, Inc.Santander Securities LLC12-07-2016
Joseph MansonCitizens Securities, Inc.Santander Securities LLC07-27-2015
Dwayne O MarshCitizens Securities, Inc.Santander Securities LLC04-10-2015
Kaleb M. BurnsCitizens Securities, Inc.Santander Securities LLC01-12-2015
Preston J. WalkerCitizens Securities, Inc.Santander Securities LLC11-21-2014
John Michael WelshCitizens Securities, Inc.Santander Securities LLC07-01-2014
James Gregory EverlofCitizens Securities, Inc.Santander Securities LLC05-02-2014
Stephanie Eileen MillerEdward JonesSantander Securities LLC$1010-09-2015
Matthew J PerchalskiLPL Financial LLCSantander Securities LLC09-09-2019
Edmund Douglas RobinsonLPL Financial LLCSantander Securities LLC06-03-2019
Edward Mendenhall TaylorLPL Financial LLCSantander Securities LLC01-28-2019
Edward TaylorLPL Financial LLCSantander Securities LLC$6409-06-2017
Wolfgang HeinLPL Financial LLCSantander Securities LLC$6706-05-2017
Wolfgang Alfons HeinLPL Financial LLCSantander Securities LLC$15006-02-2017
John DigiacomoLPL Financial LLCSantander Securities LLC$8306-01-2017
John Andrew DigiacomoLPL Financial LLCSantander Securities LLC$1006-01-2017
Charles Joseph McCue IIILPL Financial LLCSantander Securities LLC$2511-30-2016
Michael Andrew SlatteryLPL Financial LLCSantander Securities LLC02-21-2013
Matthew Wayne WilliamsM&T Securities, Inc.Santander Securities LLC03-04-2019
Next Page »

Showing 1 to 25 of 35 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.