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Advisers on the Move - InvestmentNews

Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q2 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Randolph FreimanPNC InvestmentsSantander Securities LLC12-17-2012
Stanislava Stancheva StanevaWells Fargo Clearing Services, LLCSantander Securities LLC02-13-2013
Michael Andrew SlatteryPrivate Advisor Group, LLCSantander Securities LLC03-08-2013
Michael Thomas FarquharsonM&T Securities, Inc.Santander Securities LLC04-01-2013
Mildred Marquez SantosPNC InvestmentsSantander Securities LLC04-12-2013
Justin Gregory ClarkPNC InvestmentsSantander Securities LLC08-21-2013
Richard Michael Sware Jr.Cetera Investment Services LLCSantander Securities LLC10-10-2013
Charles Daniel DomerWells Fargo Advisors Financial Network, LLCSantander Securities LLC11-15-2013
Joshua Patrick WellsLPL Financial LLCSantander Securities LLC01-31-2014
Sebastiano MancarellaCapital AnalystsSantander Securities LLC03-27-2014
James Gregory EverlofCitizens Securities, Inc.Santander Securities LLC05-02-2014
Gary Paul DavidowichWells Fargo Clearing Services, LLCSantander Securities LLC06-05-2014
Hari Ram SharmaCitizens Securities, Inc.Santander Securities LLC06-17-2014
John Michael WelshCitizens Securities, Inc.Santander Securities LLC07-01-2014
Frank Alfred Hosmer Jr.Waddell & ReedSantander Securities LLC$1007-09-2014
Eric Leslie BloomM&T Securities, Inc.Santander Securities LLC08-14-2014
Preston J. WalkerCitizens Securities, Inc.Santander Securities LLC11-21-2014
Steven Mitchell FlorinPruco Securities, LLC.Santander Securities LLC$1011-25-2014
John Edward Flanagan IIIPruco Securities, LLC.Santander Securities LLC12-01-2014
Conrad Vincent WyattPNC InvestmentsSantander Securities LLC12-18-2014
Kaleb M. BurnsCitizens Securities, Inc.Santander Securities LLC01-12-2015
Dwayne O MarshCitizens Securities, Inc.Santander Securities LLC04-10-2015
David Robert JuergensTD Ameritrade, Inc.Santander Securities LLC05-01-2015
Lisa Staatsburg NowkaINVEST Financial CorporationSantander Securities LLC05-01-2015
Joseph MansonCitizens Securities, Inc.Santander Securities LLC07-27-2015
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Showing 1 to 25 of 95 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.