Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan David JacobsonCitizens Securities, Inc.Santander Securities LLC$1001-24-2017
Alan Dennis FinebergCitizens Securities, Inc.Santander Securities LLC01-07-2016
Alan Michael UlrichKey Investment Services LLCSantander Securities LLC07-17-2017
Alfred David BarbatoWells Fargo Clearing Services, LLCSantander Securities LLC10-21-2016
Anthony Domenic RealiCitizens Securities, Inc.Santander Securities LLC10-17-2019
Aziza El Harre BeyCapital AnalystsSantander Securities LLC06-24-2019
Brandon Alexander HepburnJ.P. Morgan Securities LLCSantander Securities LLC04-15-2019
Brent N Van WykJ.P. Morgan Securities LLCSantander Securities LLC02-25-2020
Brian Douglas HipwellThrive Wealth Management, LLCSantander Securities LLC04-06-2018
Charles Daniel DomerWells Fargo Advisors Financial Network, LLCSantander Securities LLC11-15-2013
Charles Joseph McCue IIILPL Financial LLCSantander Securities LLC$2511-30-2016
Christopher John MurphyBB&T Investment Services, Inc.Santander Securities LLC04-10-2017
Christopher Scott SabosikCetera Investment Services LLCSantander Securities LLC04-05-2017
Conrad Vincent WyattPNC InvestmentsSantander Securities LLC12-18-2014
Daniel Lee WeidenhammerKey Investment Services LLCSantander Securities LLC09-05-2017
Darren Patrick TullInfinex Investments, Inc.Santander Securities LLC10-22-2019
David Randolph FreimanPNC InvestmentsSantander Securities LLC12-17-2012
David Robert JuergensTD Ameritrade, Inc.Santander Securities LLC05-01-2015
David RothbergM&T Securities, Inc.Santander Securities LLC02-10-2016
Debra Rae MartinInfinex Investments, Inc.Santander Securities LLC09-09-2019
Deependra LoganiMorgan StanleySantander Securities LLC$1005-06-2016
Diane Lynn ButzerMorgan StanleySantander Securities LLC12-20-2018
Dwayne O MarshCitizens Securities, Inc.Santander Securities LLC04-10-2015
Edmund Douglas RobinsonLPL Financial LLCSantander Securities LLC06-03-2019
Edward Mendenhall TaylorLPL Financial LLCSantander Securities LLC09-06-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.