Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Carmen G. Trigo SuarezATON Financial LLCSantander Securities LLC05-18-2018
Maribel Santiago LebronMerrill Lynch, Pierce, Fenner & Smith IncorporatedSantander Securities LLC03-15-2018
Ana L. Vega GarciaMerrill Lynch, Pierce, Fenner & Smith IncorporatedSantander Securities LLC03-14-2018
Raul Juan Escudero VilletaHerbert J. Sims & Co, Inc.Santander Securities LLC03-01-2018
Louis A. Rodriguez NaderHerbert J. Sims & Co, Inc.Santander Securities LLC02-05-2018
Manuel A. Gonzalez HindsFSAM LLCSantander Securities LLC10-30-2017
Fernando Jose Agudo NidoNationwide Planning Associates Inc.Santander Securities LLC10-11-2017
Eduardo J. Pou MonagasNationwide Planning Associates Inc.Santander Securities LLC09-01-2017
Roberto MaldonadoIndependent Financial Group, LLCSantander Securities LLC07-21-2017
Ricardo Antonio Rodriguez VazquezMerrill Lynch, Pierce, Fenner & Smith IncorporatedSantander Securities LLC12-06-2016
Jose Miguel Iguina HernandezMerrill Lynch, Pierce, Fenner & Smith IncorporatedSantander Securities LLC12-06-2016
Roberto Jose CesteroHerbert J. Sims & Co, Inc.Santander Securities LLC10-14-2016
Roberto Hernan Santa MariaMerrill Lynch, Pierce, Fenner & Smith IncorporatedSantander Securities LLC09-07-2016
Enrique A. Marti RuizMerrill Lynch, Pierce, Fenner & Smith IncorporatedSantander Securities LLC06-08-2016
Suzanne Marie ShortNationwide Planning Associates Inc.Santander Securities LLC06-01-2016
Luis Currais LopezHerbert J. Sims & Co, Inc.Santander Securities LLC03-18-2016
Ivan Antonio ClaudioAegis Capital Corp.Santander Securities LLC03-16-2016
Marko Andres RendicATON Financial LLCSantander Securities LLC02-20-2015
Veronica P. Ospina HernandezCiti International Financial Services LLCSantander Securities LLC02-14-2014
Javier Jose De ZengotitaKovack Securities Inc.Santander Securities LLC12-11-2013
Alfredo Karl MeltzCiti International Financial Services LLCSantander Securities LLC12-10-2013
Lisette PerezMerrill Lynch, Pierce, Fenner & Smith IncorporatedSantander Securities LLC08-30-2011
Michelle M VazquezOriental Financial Services LLCSantander Securities LLC01-03-2011
Candida Lucila Bobonis RoigMerrill Lynch, Pierce, Fenner & Smith IncorporatedSantander Securities LLC11-04-2010
Lizzette E. Bobonis RoigMerrill Lynch, Pierce, Fenner & Smith IncorporatedSantander Securities LLC11-04-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.