Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David P. Oetting Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.11-12-2010
Thomas Michael CrowleyEdward JonesScottrade, Inc.06-27-2011
Jacob T. ReinhartAXA Advisors, LLCScottrade, Inc.04-11-2012
Kevin D. McKayAmeriprise Financial Services, Inc.Scottrade, Inc.05-01-2012
Jose Antonio BravoWells Fargo Clearing Services, LLCScottrade, Inc.06-01-2012
Brian Allen RoskoskiEdward JonesScottrade, Inc.06-25-2012
Richard Allan ThompsonPNC InvestmentsScottrade, Inc.07-26-2012
John B CarrollAmeriprise Financial Services, Inc.Scottrade, Inc.09-05-2012
Patrick Ryan DisimoneUBS Financial Services Inc.Scottrade, Inc.01-03-2013
Travis William LaneRoyal Alliance Associates, Inc.Scottrade, Inc.01-31-2013
Po Kam YuenMerrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.02-19-2013
Mary Kathryn LockwoodMorgan StanleyScottrade, Inc.05-14-2013
Eric Frank SuarezJ.P. Morgan Securities LLCScottrade, Inc.07-08-2013
Daniel Jamieson SimsSpearhead Capital Management LLCScottrade, Inc.08-15-2013
Paul Albert DeerPersonal Capital Advisors CorporationScottrade, Inc.10-31-2013
Amy B. SanorAmeriprise Financial Services, Inc.Scottrade, Inc.11-13-2013
Tat Gary H. TsuiMerrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.11-14-2013
Christopher R. StinoUSAA Financial Advisors, Inc.Scottrade, Inc.12-03-2013
Kathleen Allison MartinWells Fargo Clearing Services, LLCScottrade, Inc.01-02-2014
Nicole Leigh DomitrovichMorgan StanleyScottrade, Inc.01-09-2014
Carlton Andre HarrisWells Fargo Clearing Services, LLCScottrade, Inc.03-13-2014
Laura Mae DepergolaLPL Financial LLCScottrade, Inc.05-28-2014
Gregory Daniel DepalmaPersonal Capital Advisors CorporationScottrade, Inc.06-03-2014
Christopher Michael CarucciPersonal Capital Advisors CorporationScottrade, Inc.06-19-2014
Paul Joseph ValenteCetera Advisor Networks LLCScottrade, Inc.07-16-2014
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Showing 1 to 25 of 202 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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