Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Leigh Elizabeth MajorWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Scottrade, Inc.03-15-2010
Brian Michael LuuWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Scottrade, Inc.01-20-2011
James David Armer Jr.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Scottrade, Inc.04-26-2011
Debby Marie Mccosh-RamseyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Scottrade, Inc.09-23-2011
Jose Antonio BravoWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Scottrade, Inc.06-01-2012
Jeffrey Gerald James CraigWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Scottrade, Inc.04-04-2013
Alesa Virginia MomerakWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Scottrade, Inc.07-17-2013
Kathleen Allison MartinWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Scottrade, Inc.01-02-2014
Carlton Andre HarrisWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Scottrade, Inc.03-13-2014
Matthew Walter FeldhausWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Scottrade, Inc.03-11-2015
Jackie CheungWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Scottrade, Inc.03-16-2015
David Douglas OstronicWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Scottrade, Inc.11-02-2015
Tuan Minh Peter PhamWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Scottrade, Inc.02-05-2016
Brian Nick GuzzardoWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Scottrade, Inc.06-21-2016
Dennis Ruel ImbuidoWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Scottrade, Inc.07-06-2016
Jason Edward BrownWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Scottrade, Inc.07-14-2016
Phillip J KostantasWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Scottrade, Inc.$50012-08-2016
Steven Lewis WilliamsWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Scottrade, Inc.12-09-2016
Anthony ChiuWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Scottrade, Inc.$75001-19-2017
Elizabeth Chandler RogersWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Scottrade, Inc.$50002-15-2017
Luis CordovaWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Scottrade, Inc.$15003-03-2017
Dustin T. CoreyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Scottrade, Inc.03-17-2017
Anna Marie WilliamsWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Scottrade, Inc.05-01-2017
Joseph Garret WitzigWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Scottrade, Inc.05-25-2017
Mara Lynn OtleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Scottrade, Inc.06-19-2017
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Showing 1 to 25 of 35 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.