Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Ambros WardLPL Financial LLCSecurian Financial Services, Inc.09-24-2019
Frank James WisdoMoney Concepts Capital CorpSecurian Financial Services, Inc.07-26-2019
Pietro RuggeriMML Investors Services, LLCSecurian Financial Services, Inc.07-23-2019
Joshua Adam KeyesNavy Federal Brokerage Services, LLCSecurian Financial Services, Inc.06-26-2019
David Warren LienAmeritas Investment Corp.Securian Financial Services, Inc.06-10-2019
Douglas Charles SehresAmeriprise Financial Services, Inc.Securian Financial Services, Inc.06-07-2019
Bashar K. BarazMML Investors Services, LLCSecurian Financial Services, Inc.06-05-2019
Nenad KojicMoney Concepts Capital CorpSecurian Financial Services, Inc.06-03-2019
Aroson M. RandleMerrill Lynch, Pierce, Fenner & Smith IncorporatedSecurian Financial Services, Inc.05-21-2019
Charles Daniel Raube Jr.Cetera Investment Services LLCSecurian Financial Services, Inc.05-06-2019
Dustin Lee PriceAmeriprise Financial Services, Inc.Securian Financial Services, Inc.04-08-2019
Mark Joseph HanniganCommonwealth Financial NetworkSecurian Financial Services, Inc.03-19-2019
Eric Martin CoresselMerrill Lynch, Pierce, Fenner & Smith IncorporatedSecurian Financial Services, Inc.03-19-2019
Jason Andrew BeattyMorgan StanleySecurian Financial Services, Inc.03-15-2019
John B. BordenLPL Financial LLCSecurian Financial Services, Inc.03-12-2019
Gary Thomas WhitehurstBrighter Investing, PB LLCSecurian Financial Services, Inc.02-14-2019
Andrew Tyler GreerAmeriprise Financial Services, Inc.Securian Financial Services, Inc.02-13-2019
William Nathan GreeneCairn Financial GroupSecurian Financial Services, Inc.01-22-2019
Michael P BarackmanPrincipal Securities, Inc.Securian Financial Services, Inc.01-16-2019
Gregory T. WarrenMerrill Lynch, Pierce, Fenner & Smith IncorporatedSecurian Financial Services, Inc.01-11-2019
Lucianno Bernardo MarasaPrincipal Securities, Inc.Securian Financial Services, Inc.01-02-2019
Kevin Michael PhillipsRaymond James & Associates, Inc.Securian Financial Services, Inc.12-20-2018
Brian Patrick BevinsAmerican Portfolios Financial Services, Inc.Securian Financial Services, Inc.12-19-2018
Harold Anthony Holtman IIIPensionmark Securities, LLCSecurian Financial Services, Inc.12-05-2018
Frank James Savasta IIAXA Advisors, LLCSecurian Financial Services, Inc.12-05-2018
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Showing 1 to 25 of 288 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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