Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Thomas Cannon Jr.MerCap Securities LLCSecurian Financial Services, Inc.07-19-2018
Charles Richard KedraPrivate Advisor Group, LLCSecurian Financial Services, Inc.01-02-2018
Justin Raymond PyleMML Investors Services, LLCSecurian Financial Services, Inc.11-01-2017
Mary Louise CrockettMML Investors Services, LLCSecurian Financial Services, Inc.11-01-2017
Grant Joseph WengerHornor, Townsend & Kent, LLCSecurian Financial Services, Inc.$22510-18-2017
Patrick Dennis FarrellMML Investors Services, LLCSecurian Financial Services, Inc.$2310-02-2017
Elizabeth KwokaCambridge Investment Research, Inc.Securian Financial Services, Inc.01-18-2017
Jessica Louise LandisJanney Montgomery Scott LLCSecurian Financial Services, Inc.03-07-2016
Gary Lewis McPherson IICambridge Investment Research, Inc.Securian Financial Services, Inc.10-01-2013
James Ardmore BradleyCambridge Investment Research, Inc.Securian Financial Services, Inc.10-01-2013
Henry William Fox Jr.Blue Bell Private Wealth Management, LLCSecurian Financial Services, Inc.04-02-2012
Charles James Noti IVAPW Capital, Inc.Securian Financial Services, Inc.02-02-2010
Catherine Anne McCartyMarquette Associates, Inc.Securian Financial Services, Inc.05-29-2009
Robert D. CorcoranHornor, Townsend & Kent, LLCSecurian Financial Services, Inc.$10003-03-2009

Showing 1 to 14 of 14 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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