Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Robert SchrammMerrill Lynch, Pierce, Fenner & Smith IncorporatedSecurian Financial Services, Inc.11-01-2009
Nicholas Oberg JacksonWoodbury Financial Services, Inc.Securian Financial Services, Inc.11-09-2009
Terrance Dean BexellAllstate Financial Services, LLCSecurian Financial Services, Inc.$25010-28-2010
Jennifer C. NelsonRaymond James Financial Services, Inc.Securian Financial Services, Inc.07-25-2011
Richard S JankeFinancial Insight CenterSecurian Financial Services, Inc.01-20-2012
Travis Matthew EwellHornor, Townsend & Kent, LLCSecurian Financial Services, Inc.06-01-2012
Trent Lewis JohnsonAllegis Investment Services, LLCSecurian Financial Services, Inc.10-20-2015
Joseph Earl PondAllegis Investment Services, LLCSecurian Financial Services, Inc.03-01-2017
Landon Daniel JensenKey Investment Services LLCSecurian Financial Services, Inc.03-14-2017
Calvin Don WellingHornor, Townsend & Kent, LLCSecurian Financial Services, Inc.$50005-19-2017
Brandon Thomas LittleUBS Financial Services Inc.Securian Financial Services, Inc.11-09-2017

Showing 1 to 11 of 11 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.