Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Winston LPL Financial LLCSecurities America, Inc.$30005-01-2020
Jack ConnealyLPL Financial LLCSecurities America, Inc.$3,00004-30-2020
Kenneth Small Natalie JumpLPL Financial LLCSecurities America, Inc.$13510-21-2019
Dan Johnson Melissa Dixon Tami Eberhardt Barb Bruen Matt Dixon Darin Luze Ron Platz Denny FinkenLPL Financial LLCSecurities America, Inc.$27510-09-2018
Larry GrillLaSalle St Securities, L.L.C.Securities America, Inc.$8001-12-2018
Patricia LaramoreLPL Financial LLCSecurities America, Inc.$6910-10-2017
Craig BrooksLPL Financial LLCSecurities America, Inc.$5207-07-2017
Paul SiroisLaSalle St Securities, L.L.C.Securities America, Inc.$5006-13-2017
Craig KorolLPL Financial LLCSecurities America, Inc.$10004-29-2016
Paul DuncanLPL Financial LLCSecurities America, Inc.$10501-11-2016
Brian McDaidAmeriprise Financial Services, LLCSecurities America, Inc.$7907-24-2015
Richard McMahonAmeriprise Financial Services, LLCSecurities America, Inc.$8403-30-2015
Jerome RepovzSummit Brokerage Services, Inc.Securities America, Inc.$5512-10-2012
Tom GoodsonSagePoint Financial, Inc.Securities America, Inc.$20002-02-2012
Anton BayerLPL Financial LLCSecurities America, Inc.$11511-28-2011
Brian FischerCommonwealth Financial NetworkSecurities America, Inc.$40009-06-2011
Chuck OlsenCommonwealth Financial NetworkSecurities America, Inc.$25009-06-2011
Eric PetersonCommonwealth Financial NetworkSecurities America, Inc.$7509-06-2011
Gordon H Porter Louis J LeyesCambridge Investment Research, Inc.Securities America, Inc.$8309-01-2011
Bobby WhiteLPL Financial LLCSecurities America, Inc.08-10-2011
Donald PatrickLPL Financial LLCSecurities America, Inc.08-10-2011
Richard TonkinsonCommonwealth Financial NetworkSecurities America, Inc.$20007-26-2011
Thomas J HineCommonwealth Financial NetworkSecurities America, Inc.$12007-26-2011
John L SmallwoodCommonwealth Financial NetworkSecurities America, Inc.$10007-26-2011
Henry Livingston Ryan McClellandJ.W. Cole Financial, Inc.Securities America, Inc.$5004-20-2011
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Showing 1 to 25 of 795 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.