Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Michael AbboudAbboud Financial Planning, Inc.Securities America, Inc.11-03-2017
Joseph Michael Prisco JrAdvocacy Financial LLCSecurities America, Inc.$25001-02-2020
Edward Anthony BailsAE Wealth Management, LLCSecurities America, Inc.$5009-24-2019
Anthony Joseph PirettiAffinity Wealth Management LLCSecurities America, Inc.08-15-2019
Timothy Scott AjaAja Financial LLCSecurities America, Inc.05-05-2020
Hoby Daniel PearceAlliance Advisory & Securities, Inc.Securities America, Inc.$15012-01-2009
James Anthony DallesandroAllstate Financial Services, LLCSecurities America, Inc.01-20-2017
Edward Allen KolankoAllstate Financial Services, LLCSecurities America, Inc.$4706-25-2010
Hugh B PhillipsAllworth Financial, L.P.Securities America, Inc.$15002-01-2019
Cheyenne Gene WalkerAllworth Financial, L.P.Securities America, Inc.02-01-2019
Niles Michael BrancatiAltamont Advisors LLCSecurities America, Inc.$1008-25-2014
Casey Claude RossiterAmerican Portfolios Financial Services, Inc.Securities America, Inc.$5006-18-2019
Bruce Todd LearAmerican Portfolios Financial Services, Inc.Securities America, Inc.01-07-2019
Sharon LacollaAmerican Portfolios Financial Services, Inc.Securities America, Inc.08-01-2011
Brian McDaidAmeriprise Financial Services, LLCSecurities America, Inc.$7907-24-2015
Richard McMahonAmeriprise Financial Services, LLCSecurities America, Inc.$8403-30-2015
Joseph Benjamin StrikeAmeriprise Financial Services, LLCSecurities America, Inc.$5006-19-2019
Gina Marie Van BarenAmeriprise Financial Services, LLCSecurities America, Inc.10-12-2018
Eric Wesley ThronsonAmeriprise Financial Services, LLCSecurities America, Inc.$2511-15-2017
Timothy Jon RobinsonAmeriprise Financial Services, LLCSecurities America, Inc.$2511-06-2017
Rachel Edith SmithAmeriprise Financial Services, LLCSecurities America, Inc.07-25-2017
Heather Lynn SmartAmeriprise Financial Services, LLCSecurities America, Inc.04-13-2016
Brian Christopher McDaidAmeriprise Financial Services, LLCSecurities America, Inc.$5007-24-2015
James Edward StephanAmeriprise Financial Services, LLCSecurities America, Inc.$2506-26-2015
Jonathan Patrick SmithAmeriprise Financial Services, LLCSecurities America, Inc.06-18-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.