Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ronald Anthony Manso1st Global Capital Corp.Securities America, Inc.$5004-07-2009
Thomas Michael AbboudAbboud Financial Planning, Inc.Securities America, Inc.11-03-2017
Todd Hoyt HicksAllegiance Retirement Solutions, Inc.Securities America, Inc.02-22-2011
Rodney Austin WalkerAllegis Investment Services, LLCSecurities America, Inc.05-23-2016
Hoby Daniel PearceAlliance Advisory & Securities, Inc.Securities America, Inc.$15012-01-2009
Jason Wayne HollingsworthAllstate Financial Services, LLCSecurities America, Inc.07-31-2017
James Anthony DallesandroAllstate Financial Services, LLCSecurities America, Inc.01-20-2017
Jose Anthony ValenciaAllstate Financial Services, LLCSecurities America, Inc.04-15-2015
Philip Franklin BowlesAllstate Financial Services, LLCSecurities America, Inc.02-28-2014
Edward Allen KolankoAllstate Financial Services, LLCSecurities America, Inc.$4706-25-2010
Robert Gail DullAllstate Financial Services, LLCSecurities America, Inc.01-07-2009
Niles Michael BrancatiAltamont Advisors LLCSecurities America, Inc.08-25-2014
Lynn Richard Calvert IIAmerican Financial Network Advisory Services, LLCSecurities America, Inc.03-25-2014
Jonathan FreedAmeritas Investment Corp.Securities America, INC.07-01-2019
Kelsey Leigh Kopcho PieperAmeritas Investment Corp.Securities America, Inc.02-01-2017
Andrew Mark DalkaAmeritas Investment Corp.Securities America, Inc.06-01-2015
Randall Harry TrostAmeritas Investment Corp.Securities America, Inc.01-20-2015
Craig Eugene CarlsonAmeritas Investment Corp.Securities America, Inc.08-06-2012
Krzysztof KolbaAmeritas Investment Corp.Securities America, Inc.12-19-2011
David Kent CarlsonAmeritas Investment Corp.Securities America, Inc.03-12-2010
Barry Lynn Steim Jr.Ameritas Investment Corp.Securities America, Inc.03-10-2010
William Warren WittlerAmeritas Investment Corp.Securities America, Inc.$101-06-2009
Paul Brent AndersonAndina Family OfficesSecurities America, Inc.08-01-2018
Christopher M SaccoAPW Capital, Inc.Securities America, Inc.$107-01-2012
Lawrence Larry SeigelsteinAPW Capital, Inc.Securities America, Inc.$25008-13-2010
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Showing 1 to 25 of 840 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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