Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrea Marie MientkiewiczPurshe Kaplan Sterling InvestmentsSecurities America, Inc.01-02-2009
Brittany Lauren TaylorPurshe Kaplan Sterling InvestmentsSecurities America, Inc.$1,00001-02-2009
Christine Ann KujanPurshe Kaplan Sterling InvestmentsSecurities America, Inc.$15001-02-2009
Christopher Michael ZehnerPurshe Kaplan Sterling InvestmentsSecurities America, Inc.$15001-02-2009
Christopher Neal SorcePurshe Kaplan Sterling InvestmentsSecurities America, Inc.$15001-02-2009
David DarwishPurshe Kaplan Sterling InvestmentsSecurities America, Inc.$15001-02-2009
Gregory Joseph SorcePurshe Kaplan Sterling InvestmentsSecurities America, Inc.$5001-02-2009
Irene F BuettnerPurshe Kaplan Sterling InvestmentsSecurities America, Inc.$101-02-2009
Jason R RundorffPurshe Kaplan Sterling InvestmentsSecurities America, Inc.01-02-2009
Joseph Edward KloeckerPurshe Kaplan Sterling InvestmentsSecurities America, Inc.$1,00001-02-2009
Kevin Michael BannonPurshe Kaplan Sterling InvestmentsSecurities America, Inc.01-02-2009
Quinto Fabio AmbrosettiPurshe Kaplan Sterling InvestmentsSecurities America, Inc.$1,00001-02-2009
Raymond Dean PiccirilloPurshe Kaplan Sterling InvestmentsSecurities America, Inc.$10001-02-2009
Richard Charles Morrow Jr.Purshe Kaplan Sterling InvestmentsSecurities America, Inc.$10001-02-2009
Ryan Henry FurtwanglerPurshe Kaplan Sterling InvestmentsSecurities America, Inc.$101-02-2009
Stephen Carl SchrammPurshe Kaplan Sterling InvestmentsSecurities America, Inc.$1,00001-02-2009
Steven Michael RinnPurshe Kaplan Sterling InvestmentsSecurities America, Inc.$1,00001-02-2009
Steven Theodore SwindlerPurshe Kaplan Sterling InvestmentsSecurities America, Inc.$15001-02-2009
William Warren WittlerAmeritas Investment Corp.Securities America, Inc.$101-06-2009
Robert Gail DullAllstate Financial Services, LLCSecurities America, Inc.01-07-2009
Jimmy Siuyan WongCrown Capital Securities, L.P.Securities America, Inc.$101-20-2009
Michael James ReillyLPL Financial LLCSecurities America, Inc.01-26-2009
Phillip Wade ParkerTitan SecuritiesSecurities America, Inc.01-28-2009
Daniel Bartley LeonardSummit Brokerage Services, Inc.Securities America, Inc.02-04-2009
Rebecca S LeonardSummit Brokerage Services, Inc.Securities America, Inc.$102-04-2009
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Showing 1 to 25 of 842 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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