Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jonathan FreedAmeritas Investment Corp.Securities America, INC.07-01-2019
Andrew Douglass CarmanLPL Financial LLCSecurities America, Inc.05-31-2019
Roger K RiehmGWN Securities Inc.Securities America, Inc.04-10-2019
Tamber King ProctorProctor Investments LLCSecurities America, Inc.02-21-2019
James Robert Caldwell Jr.Berthel, Fisher & Company Financial Services, Inc.Securities America, Inc.02-04-2019
Joseph William PezickCentaurus Financial, Inc.Securities America, Inc.01-29-2019
Matthew Paul CourRegulus Advisors, LLCSecurities America, Inc.12-04-2018
Eric Walter DobrzynskiRaymond James Financial Services, Inc.Securities America, Inc.11-05-2018
James Rodney SmithRoyal Alliance Associates, Inc.Securities America, Inc.10-22-2018
Adam Voorhis Van PuffHaddonfield Financial Planning LLCSecurities America, Inc.09-27-2018
Deanna Joyce HarlessBernard Wealth Management Corp.Securities America, Inc.09-18-2018
Sean C GillespieRedeployment Wealth Strategies LLCSecurities America, Inc.08-14-2018
Paul Brent AndersonAndina Family OfficesSecurities America, Inc.08-01-2018
Keith Raymond BahamMML Investors Services, LLCSecurities America, Inc.07-18-2018
Philip Edward FritzLPL Financial LLCSecurities America, Inc.06-29-2018
Justin David KrznarichThunderbird Wealth Management, Inc.Securities America, Inc.06-27-2018
Eva Sue MclaneWoodbury Financial Services, Inc.Securities America, Inc.06-20-2018
Robert Edward ShannonLPL Financial LLCSecurities America, Inc.06-14-2018
Stephan Russell ArmstrongLPL Financial LLCSecurities America, Inc.06-13-2018
Cynthia Wharton LowryHD Vest Investment ServicesSecurities America, Inc.06-06-2018
Benjamin David JohnsonCambridge Investment Research, Inc.Securities America, Inc.05-17-2018
Emily Sue HarrisLPL Financial LLCSecurities America, Inc.05-08-2018
Ann Margaret BoydWells Fargo Clearing Services, LLCSecurities America, Inc.04-27-2018
Michael Thomas GillUnited Advisors Services, LLCSecurities America, Inc.04-20-2018
Phillip Paul KrznarichThunderbird Wealth Management, Inc.Securities America, Inc.03-20-2018
Next Page »

Showing 1 to 25 of 842 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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