Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Beau Joshua ZumbuschInspire Advisors, LLCSecurities America, Inc.04-24-2020
Heather Louise MorganLPL Financial LLCSecurities America, Inc.04-22-2020
David Patrick ChandlerInnovation Partners LLCSecurities America, Inc.04-22-2020
Karla RossLPL Financial LLCSecurities America, Inc.04-16-2020
Neel John KeiserLPL Financial LLCSecurities America, Inc.04-14-2020
Richard Lee Rimel Jr.LPL Financial LLCSecurities America, Inc.04-01-2020
Gary Thomas HessLPL Financial LLCSecurities America, Inc.04-01-2020
Mark Allan MayfieldLPL Financial LLCSecurities America, Inc.04-01-2020
Ronald Martin HydeLPL Financial LLCSecurities America, Inc.03-30-2020
Jack Christian HoltCambridge Investment Research, Inc.Securities America, Inc.03-27-2020
Christopher Brent ChancellorSpire Securities, LLCSecurities America, Inc.03-27-2020
Thomas Russell BugbeeSequent Planning, LLCSecurities America, Inc.03-25-2020
Brett Thomas GuendelMariner Wealth AdvisorsSecurities America, Inc.03-18-2020
Richard James HeubergerArete Wealth Management, LLCSecurities America, Inc.03-17-2020
Steven AhrendsenLPL Financial LLCSecurities America, Inc.03-05-2020
Mindy L. KirbyKovack Securities Inc.Securities America, Inc.03-04-2020
Adam Scott LangdonLPL Financial LLCSecurities America, Inc.03-02-2020
Thomas M. AndersonLPL Financial LLCSecurities America, Inc.03-02-2020
Christopher Scott HallLPL Financial LLCSecurities America, Inc.03-02-2020
Paul E. CarlsonLPL Financial LLCSecurities America, Inc.03-02-2020
Benjamin Paul LobergLPL Financial LLCSecurities America, Inc.03-02-2020
Stoney Ray FosterLPL Financial LLCSecurities America, Inc.03-02-2020
Dominick C SennaCambridge Investment Research, Inc.Securities America, Inc.02-28-2020
William Thomas ZimmerLPL Financial LLCSecurities America, Inc.02-27-2020
Stracy Darrin ChathamLPL Financial LLCSecurities America, Inc.02-27-2020
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Showing 1 to 25 of 1,116 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.