Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Lawrence SmithCambridge Investment Research, Inc.Securities America, Inc.$5008-15-2019
Jason Thomas ArbetterCambridge Investment Research, Inc.Securities America, Inc.08-15-2019
Mark Lawrence SmithCambridge Investment Research, Inc.Securities America, Inc.$5008-15-2019
Jason Thomas ArbetterCambridge Investment Research, Inc.Securities America, Inc.08-15-2019
Felix Milton JonesCambridge Investment Research, Inc.Securities America, Inc.03-21-2019
Gloria Nydam GoodeCambridge Investment Research, Inc.Securities America, Inc.$5003-18-2019
Douglas Kent ZimaCambridge Investment Research, Inc.Securities America, Inc.01-02-2019
Donald M. McClurgCambridge Investment Research, Inc.Securities America, Inc.$15005-18-2018
Benjamin David JohnsonCambridge Investment Research, Inc.Securities America, Inc.05-17-2018
Phillip H. Carrell Jr.Cambridge Investment Research, Inc.Securities America, Inc.01-11-2017
Donald Leonard HartmannCambridge Investment Research, Inc.Securities America, Inc.$5011-20-2015
Kimberly Marie FosterCambridge Investment Research, Inc.Securities America, Inc.05-23-2014
Baldasaro Bennie PalmentereCambridge Investment Research, Inc.Securities America, Inc.05-09-2014
Cole Gregory StichlerCambridge Investment Research, Inc.Securities America, Inc.$10003-17-2014
Todd Mitchell CarlsonCambridge Investment Research, Inc.Securities America, Inc.$2503-17-2014
Peter Steven MoultonCambridge Investment Research, Inc.Securities America, Inc.03-17-2014
Christopher L. WayneCambridge Investment Research, Inc.Securities America, Inc.01-02-2014
John Bernard BairdCambridge Investment Research, Inc.Securities America, Inc.12-16-2013
James Robert FantaskiCambridge Investment Research, Inc.Securities America, Inc.12-02-2013
Garrett Ray MorganCambridge Investment Research, Inc.Securities America, Inc.12-02-2013
Marc Castillo BacsafraCambridge Investment Research, Inc.Securities America, Inc.11-12-2013
Emily Graham StroudCambridge Investment Research, Inc.Securities America, Inc.02-25-2013
David Walter MillerCambridge Investment Research, Inc.Securities America, Inc.10-21-2011
Gordon Harcourt PorterCambridge Investment Research, Inc.Securities America, Inc.$5009-01-2011
Anthony William AlbertinoCambridge Investment Research, Inc.Securities America, Inc.08-17-2011
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Showing 1 to 25 of 38 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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