Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Gordon WendlandtCommonwealth Financial NetworkSecurities America, Inc.$15008-17-2018
Ryan C OldsCommonwealth Financial NetworkSecurities America, Inc.$105-01-2017
Eric Scott Colella, Allan Jay Turoff, Alexander James Saulon Jr., Justin L Plastino, Jeffrey Michael Wolf, Vincent Paul Rantinella, Ian Kahil, Timothy Ryan McdonaldCommonwealth Financial NetworkSecurities America, Inc.09-30-2016
Kevin HutnikCommonwealth Financial NetworkSecurities America, Inc.$109-30-2016
Ronald James LomanginoCommonwealth Financial NetworkSecurities America, Inc.09-30-2016
William Andrew GrundigCommonwealth Financial NetworkSecurities America, Inc.$109-30-2016
William George JamesCommonwealth Financial NetworkSecurities America, Inc.$10009-30-2016
Oliver Coleman Scholle Jr.Commonwealth Financial NetworkSecurities America, Inc.10-05-2015
Stephen Ole MeidahlCommonwealth Financial NetworkSecurities America, Inc.$5008-27-2015
Brian Keith WattsCommonwealth Financial NetworkSecurities America, Inc.$2006-26-2014
David Duane BonebrakeCommonwealth Financial NetworkSecurities America, Inc.$105-31-2013
Dan Boyd RobertsCommonwealth Financial NetworkSecurities America, Inc.$5004-18-2012
James Edward Tyrrell II, Scott James Leclaire, Russell Kingsley Bell, Jay Russell TibballCommonwealth Financial NetworkSecurities America, Inc.09-30-2011
Kenneth AncellCommonwealth Financial NetworkSecurities America, Inc.09-26-2011
Brian David Fischer, Scott Everett CooperCommonwealth Financial NetworkSecurities America, Inc.08-22-2011
Charles Gregory Olsen, Terry Joseph Heimes, Ryan Blake Anderson, Travis David Riggert, Jack Henry RotherCommonwealth Financial NetworkSecurities America, Inc.08-01-2011
Eric Knute PetersonCommonwealth Financial NetworkSecurities America, Inc.$10008-01-2011
Catherine Lekos BoyerCommonwealth Financial NetworkSecurities America, Inc.07-29-2011
Richard Preston TonkinsonCommonwealth Financial NetworkSecurities America, Inc.$25707-15-2011
Jordan M HickeyCommonwealth Financial NetworkSecurities America, Inc.07-07-2011
Kathryn Lee KorolCommonwealth Financial NetworkSecurities America, Inc.$5006-30-2011
Lew Denis JonesCommonwealth Financial NetworkSecurities America, Inc.$10006-30-2011
Daniel Russell PenniseCommonwealth Financial NetworkSecurities America, Inc.$2506-29-2011
Edward Edgar Bao Jr.Commonwealth Financial NetworkSecurities America, Inc.05-18-2011
John Lewis SmallwoodCommonwealth Financial NetworkSecurities America, Inc.05-16-2011
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Showing 1 to 25 of 29 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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