Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gregory Michael LinneburCUSO Financial Services, L.P.Securities America, Inc.$40010-01-2018
John Dray SterlingEdward JonesSecurities America, Inc.$15008-28-2009
Anne Brady RamirezFirst Allied Securities, Inc.Securities America, Inc.$50007-29-2013
Aaron Joseph LampertJ.P. Morgan Securities LLCSecurities America, Inc.11-07-2017
Amrish Navnitbhai PatelMetLife Securities Inc.Securities America, Inc.$25010-23-2015
William Edward BackesNational Planning CorporationSecurities America, Inc.$10007-29-2011
Shawn Michael SwensonNational Planning CorporationSecurities America, Inc.$10007-29-2011
Deborah Miriam LavinskyNational Planning CorporationSecurities America, Inc.07-29-2011
Sylvia Corinne LumPFG AdvisorsSecurities America, Inc.04-18-2018
Robert Vincent Kromer Jr.RK Retirement Solutions LLCSecurities America, Inc.08-21-2017
Keith Terrence KleinSagePoint Financial, Inc.Securities America, Inc.$2501-31-2020
Catherine Victoria GarciaSagePoint Financial, Inc.Securities America, Inc.$31011-02-2018
Jeremy Joseph VernorSagePoint Financial, Inc.Securities America, Inc.$50011-18-2013
Joshua Adam ParkeSagePoint Financial, Inc.Securities America, Inc.$10008-02-2012
Jeremy A. KisnerSureVest Wealth ManagementSecurities America, Inc.02-02-2009
Justin David KrznarichThunderbird Wealth Management, Inc.Securities America, Inc.06-27-2018
Phillip Paul KrznarichThunderbird Wealth Management, Inc.Securities America, Inc.03-20-2018
Robert Michael Mitchell Jr.United Planners' Financial Services of America A Limited PartnerSecurities America, Inc.11-28-2016
Gregory VanderburghUnited Planners' Financial Services of America A Limited PartnerSecurities America, Inc.09-29-2015
Wayne Charles BrantleyUnited Planners' Financial Services of America A Limited PartnerSecurities America, Inc.$10007-14-2015
Jason Lloyd WongUnited Planners' Financial Services of America A Limited PartnerSecurities America, Inc.$10004-29-2013
Danelle Dimas GooderhamUnited Planners' Financial Services of America A Limited PartnerSecurities America, Inc.$10011-09-2011
James Alan WaltersVerus Capital Partners, LLCSecurities America, Inc.02-16-2018
Carol Helen LarsonVerus Capital Partners, LLCSecurities America, Inc.07-24-2014
Timothy Peter RayVerus Capital Partners, LLCSecurities America, Inc.11-05-2013
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Showing 1 to 25 of 27 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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