Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Hoby Daniel PearceAlliance Advisory & Securities, Inc.Securities America, Inc.$15012-01-2009
Lynn Richard Calvert IIAmerican Financial Network Advisory Services, LLCSecurities America, Inc.03-25-2014
Monica SzakosArete Wealth Management, LLCSecurities America, Inc.11-15-2016
Hugh Blair PhillipsAW SecuritiesSecurities America, Inc.$15002-01-2019
Cheyenne Gene WalkerAW SecuritiesSecurities America, Inc.02-01-2019
SAMUEL ANTON GOERSSAXA Advisors, LLCSecurities America, Inc.04-26-2016
Gregory Raymond BannerAxxcess Wealth Management, LLCSecurities America, Inc.11-15-2016
John Logan JenkinsAxxcess Wealth Management, LLCSecurities America, Inc.11-14-2016
Michael Andrew GrodotzkeBancWest Investment Services, Inc.Securities America, Inc.$10006-15-2011
Herbert Lee Nealy Jr.Calton & Associates, Inc.Securities America, Inc.$50002-06-2014
Peter Steven MoultonCambridge Investment Research, Inc.Securities America, Inc.03-17-2014
Garrett Ray MorganCambridge Investment Research, Inc.Securities America, Inc.$50012-02-2013
James Robert FantaskiCambridge Investment Research, Inc.Securities America, Inc.12-02-2013
Adam Ilung KimCambridge Investment Research, Inc.Securities America, Inc.$10011-12-2013
Richard Bryan RoweCambridge Investment Research, Inc.Securities America, Inc.04-01-2011
Steven Lewis HollimonCentaurus Financial, Inc.Securities America, Inc.08-16-2019
Joseph William PezickCentaurus Financial, Inc.Securities America, Inc.01-29-2019
Elias Robert ReynaCentaurus Financial, Inc.Securities America, Inc.05-23-2017
Michael Lee ChauvenetCentaurus Financial, Inc.Securities America, Inc.$10004-21-2011
Harold Francis Martek Jr.Centaurus Financial, Inc.Securities America, Inc.$50009-30-2009
Dana Evan KelloggCentaurus Financial, Inc.Securities America, Inc.$50009-15-2009
Astrid Jacobson PryorCetera Advisor Networks LLCSecurities America, Inc.$50007-19-2017
Sidney Michael NortonCetera Advisor Networks LLCSecurities America, Inc.$50001-22-2014
Lawrance Malone JohnsonChase Investment Services Corp.Securities America, Inc.$15008-01-2010
Ryan Douglas GensickeClearview 401(K) Consultants Inc.Securities America, Inc.09-17-2018
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Showing 1 to 25 of 175 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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