Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Elizabeth Ann MeierLPL Financial LLCSecurities America, Inc.01-22-2020
Daniel William Stoakes Jr.LPL Financial LLCSecurities America, Inc.01-15-2020
Andrew M FochtLPL Financial LLCSecurities America, Inc.01-15-2020
Douglas Kent ZimaCambridge Investment Research, Inc.Securities America, Inc.$10001-02-2019
Matthew J. KohlsLPL Financial LLCSecurities America, Inc.07-18-2018
Lindsay Renae StoutMutual Securities, Inc.Securities America, Inc.06-18-2018
Robert C. MooreLPL Financial LLCSecurities America, Inc.01-02-2018
Jeffery Neal HughesLPL Financial LLCSecurities America, Inc.05-17-2017
Edward Earl YoungWoodbury Financial Services, Inc.Securities America, Inc.$51004-13-2017
Kevin John LehmanEdward JonesSecurities America, Inc.$10002-17-2017
Scott William KlahnCambridge Investment Research, Inc.Securities America, Inc.$21005-16-2016
Juan Rafael RodriguezBerthel, Fisher & Company Financial Services, Inc.Securities America, Inc.$25011-03-2015
Bryan Matthew DewhurstVSR Financial Services, Inc.Securities America, Inc.12-01-2014
Phillip Todd RamseyVSR Financial Services, Inc.Securities America, Inc.12-01-2014
Julie Satterfield ForresterCambridge Investment Research, Inc.Securities America, Inc.12-01-2014
Baldasaro Bennie PalmentereCambridge Investment Research, Inc.Securities America, Inc.05-09-2014
Todd Mitchell CarlsonCambridge Investment Research, Inc.Securities America, Inc.$25003-17-2014
Marc Castillo BacsafraCambridge Investment Research, Inc.Securities America, Inc.11-12-2013
Jeremy Paul PurdyPrincipal Securities, Inc.Securities America, Inc.04-05-2013
Craig Eugene CarlsonAmeritas Investment Corp.Securities America, Inc.08-08-2012
Gordon Harcourt PorterCambridge Investment Research, Inc.Securities America, Inc.$50009-01-2011
Denise Lynnette StormSagePoint Financial, Inc.Securities America, Inc.$50008-23-2011
Anthony William AlbertinoCambridge Investment Research, Inc.Securities America, Inc.08-17-2011
Mark Briggs DudychaCambridge Investment Research, Inc.Securities America, Inc.08-17-2011
Frank Brewer CummingsCambridge Investment Research, Inc.Securities America, Inc.08-01-2011
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Showing 1 to 25 of 37 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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