Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Craig Eugene CarlsonAmeritas Investment Corp.Securities America, Inc.08-06-2012
Barry Lynn Steim Jr.Ameritas Investment Corp.Securities America, Inc.03-10-2010
Juan Rafael RodriguezBerthel, Fisher & Company Financial Services, Inc.Securities America, Inc.11-03-2015
Karl Theodor JacobsenBerthel, Fisher & Company Financial Services, Inc.Securities America, Inc.$1003-01-2010
Douglas Kent ZimaCambridge Investment Research, Inc.Securities America, Inc.01-02-2019
Donald Leonard HartmannCambridge Investment Research, Inc.Securities America, Inc.$5011-20-2015
Baldasaro Bennie PalmentereCambridge Investment Research, Inc.Securities America, Inc.05-09-2014
Todd Mitchell CarlsonCambridge Investment Research, Inc.Securities America, Inc.$2503-17-2014
Marc Castillo BacsafraCambridge Investment Research, Inc.Securities America, Inc.11-12-2013
Gordon Harcourt PorterCambridge Investment Research, Inc.Securities America, Inc.$5009-01-2011
Anthony William AlbertinoCambridge Investment Research, Inc.Securities America, Inc.08-17-2011
Mark Briggs DudychaCambridge Investment Research, Inc.Securities America, Inc.08-17-2011
Frank Brewer CummingsCambridge Investment Research, Inc.Securities America, Inc.08-01-2011
Robert James GiordanoCambridge Investment Research, Inc.Securities America, Inc.08-01-2011
Douglas Ford Kennedy IICambridge Investment Research, Inc.Securities America, Inc.$1006-27-2011
Geoffrey Ford KennedyCambridge Investment Research, Inc.Securities America, Inc.06-27-2011
Wayne Howard VandeusenCambridge Investment Research, Inc.Securities America, Inc.$10005-16-2011
Troy Roland SchusterCambridge Investment Research, Inc.Securities America, Inc.$10005-16-2011
Michelle Rinder MahoneyCommonwealth Financial NetworkSecurities America, Inc.04-15-2011
Kevin John LehmanEdward JonesSecurities America, Inc.$1002-17-2017
Jeffery Neal HughesLPL Financial LLCSecurities America, Inc.05-17-2017
Denise Lynnette StormSagePoint Financial, Inc.Securities America, Inc.08-23-2011
Edward Earl YoungWoodbury Financial Services, Inc.Securities America, Inc.$5104-13-2017

Showing 1 to 23 of 23 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.