Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sean Liam Mc NallyLPL Financial LLCSecurities America, Inc.$2807-31-2018
Burton Gloyden Stewart IIIHornor, Townsend & Kent, LLCSecurities America, Inc.$2512-01-2017
Allen Bush GambleFirst Allied Securities, Inc.Securities America, Inc.08-07-2017
Rosalind Alfreda BattleWoodbury Financial Services, Inc.Securities America, Inc.07-10-2017
Stephen Michael AlbrittonWells Fargo Clearing Services, LLCSecurities America, Inc.$5005-31-2017
Christopher Michael FinneyCetera Investment Services LLCSecurities America, Inc.03-21-2017
Travis L WhiteCetera Investment Services LLCSecurities America, Inc.$5003-21-2017
Daniel Francis Haines Jr.Cetera Investment Services LLCSecurities America, Inc.$103-17-2017
Jeffrey John MccueCetera Investment Services LLCSecurities America, Inc.03-17-2017
Joseph Daniel Gay Jr.Cetera Investment Services LLCSecurities America, Inc.03-17-2017
Stephen Owen HardigCetera Investment Services LLCSecurities America, Inc.$15003-17-2017
James Anthony DallesandroAllstate Financial Services, LLCSecurities America, Inc.01-20-2017
James M Wallace IIILincoln Financial Securities CorporationSecurities America, Inc.$5011-29-2016
David Russell DuffLincoln InvestmentSecurities America, Inc.04-19-2016
Stephen Robert JudgeMetLife Securities Inc.Securities America, Inc.08-17-2015
John Walter YoashRoyal Alliance Associates, Inc.Securities America, Inc.07-15-2015
Kenny Blake NicholsLPL Financial LLCSecurities America, Inc.08-18-2014
John Lujack NewsomeH. Beck, Inc.Securities America, Inc.09-27-2013
Matthew Paul BelcherPNC InvestmentsSecurities America, Inc.09-24-2012
Jeremy Patrick MarshallLPL Financial LLCSecurities America, Inc.03-16-2012
Joshua Robert DonleyLPL Financial LLCSecurities America, Inc.$1108-09-2011
Michael Dean StokesLPL Financial LLCSecurities America, Inc.$108-09-2011
Morris Wayne ShankLPL Financial LLCSecurities America, Inc.$5008-09-2011
David Earl WillisRoyal Alliance Associates, Inc.Securities America, Inc.07-21-2011
Andrew Kelsey SmithLPL Financial LLCSecurities America, Inc.07-20-2011
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Showing 1 to 25 of 40 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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