Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dale Ray HawthorneRaymond James Financial Services, Inc.Securities America, Inc.$5009-05-2019
Darin A. HessAXA Advisors, LLCSecurities America, Inc.09-05-2019
George KastanisBelpointe Asset Management LLCSecurities America, Inc.09-05-2019
Tyler Joel StephensRaymond James Financial Services, Inc.Securities America, Inc.09-04-2019
David Patrick ChandlerSecurities America, Inc.Securities America, Inc.09-03-2019
John Nicholas SchneiderKovack Securities Inc.Securities America, Inc.$2508-28-2019
Ryan Timothy ConnellThe Huntington Investment CompanySecurities America, Inc.08-22-2019
Frederick Dean StrawserLombard Securities IncorporatedSecurities America, Inc.08-19-2019
Barbara Wilbur SullinsLPL Financial LLCSecurities America, Inc.$5008-16-2019
Clarence Leo SmithCalton & Associates, Inc.Securities America, Inc.08-16-2019
Patrick Brian AhernCentaurus Financial, Inc.Securities America, Inc.$2108-16-2019
Steven Lewis HollimonCentaurus Financial, Inc.Securities America, Inc.08-16-2019
Steven Mark DaltonLPL Financial LLCSecurities America, Inc.$10008-15-2019
Scott Wesley McKayLPL Financial LLCSecurities America, Inc.$2508-15-2019
Rita Carol BrutonCalton & Associates, Inc.Securities America, Inc.08-15-2019
Joni Sue CowanCalton & Associates, Inc.Securities America, Inc.08-15-2019
Mark Lawrence SmithCambridge Investment Research, Inc.Securities America, Inc.$5008-15-2019
Jason Thomas ArbetterCambridge Investment Research, Inc.Securities America, Inc.08-15-2019
Matthew LonglandProsperity Capital AdvisorsSecurities America, Inc.08-15-2019
Anthony Joseph PirettiAffinity Wealth Management LLCSecurities America, Inc.08-15-2019
David Raymond FalkBerthel, Fisher & Company Financial Services, Inc.Securities America, Inc.08-12-2019
Scott Eric FurbeeKovack Securities Inc.Securities America, Inc.$1008-08-2019
Curtis Martin HillPortfolio Medics, LLCSecurities America, Inc.08-01-2019
Joseph Michael Lushene Jr.Lincoln Financial Securities CorporationSecurities America, Inc.$1007-31-2019
Alissa Ann SykesMerrill Lynch, Pierce, Fenner & Smith IncorporatedSecurities America, Inc.07-30-2019
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Showing 1 to 25 of 105 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.