Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dan Johnson, Melissa Dixon, Tami Eberhardt, Barb Bruen, Matt Dixon, Darin Luze, Ron Platz, Denny FinkenLPL FinancialSecurities America$27510-09-2018
Bradley H. Bofford, Michael A. Flower, Daniel G. TroutHightower AdvisorsSecurities America$36505-31-2018
Larry GrillLaSalle St. SecuritiesSecurities America$8001-12-2018
Patricia LaramoreLPL FinancialSecurities America$6910-10-2017
Craig BrooksLPL FinancialSecurities America$5207-07-2017
Paul SiroisLaSalle St. SecuritiesSecurities America$5006-13-2017
Craig KorolLPL FinancialSecurities America$10004-29-2016
Paul DuncanLPL FinancialSecurities America$10501-11-2016
Brian McDaid Ameriprise FinancialSecurities America$7907-24-2015
Richard McMahonAmeriprise FinancialSecurities America$8403-30-2015
Jerome RepovzSummit Brokerage ServicesSecurities America$5512-10-2012
Tom GoodsonSagePoint FinancialSecurities America$20002-02-2012
Anton BayerLPL FinancialSecurities America$11511-28-2011
Brian FischerCommonwealth Financial NetworkSecurities America$40009-06-2011
Chuck OlsenCommonwealth Financial NetworkSecurities America$25009-06-2011
Eric PetersonCommonwealth Financial NetworkSecurities America$7509-06-2011
Gordon H. Porter, Louis J. LeyesCambridge Investment ResearchSecurities America$8309-01-2011
Bobby WhiteLPL FinancialSecurities America08-10-2011
Donald PatrickLPL FinancialSecurities America08-10-2011
John L. SmallwoodCommonwealth Financial NetworkSecurities America$10007-26-2011
Richard TonkinsonCommonwealth Financial NetworkSecurities America$20007-26-2011
Thomas J. HineCommonwealth Financial NetworkSecurities America$12007-26-2011
Henry Livingston, Ryan McClellandJ.W. Cole FinancialSecurities America$5004-20-2011
Lewis PasquinSummit Brokerage ServicesSecurities America$3502-18-2010

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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