Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dan Johnson, Melissa Dixon, Tami Eberhardt, Barb Bruen, Matt Dixon, Darin Luze, Ron Platz, Denny FinkenLPL FinancialSecurities America$27510-09-2018
Bradley H. Bofford, Michael A. Flower, Daniel G. TroutHightower AdvisorsSecurities America$36505-31-2018
Larry GrillLaSalle St. SecuritiesSecurities America$8001-12-2018
Patricia LaramoreLPL FinancialSecurities America$6910-10-2017
Craig BrooksLPL FinancialSecurities America$5207-07-2017
Paul SiroisLaSalle St. SecuritiesSecurities America$5006-13-2017
Craig KorolLPL FinancialSecurities America$10004-29-2016
Paul DuncanLPL FinancialSecurities America$10501-11-2016
Brian McDaid Ameriprise FinancialSecurities America$7907-24-2015
Richard McMahonAmeriprise FinancialSecurities America$8403-30-2015
Jerome RepovzSummit Brokerage ServicesSecurities America$5512-10-2012
Tom GoodsonSagePoint FinancialSecurities America$20002-02-2012
Anton BayerLPL FinancialSecurities America$11511-28-2011
Eric PetersonCommonwealth Financial NetworkSecurities America$7509-06-2011
Chuck OlsenCommonwealth Financial NetworkSecurities America$25009-06-2011
Brian FischerCommonwealth Financial NetworkSecurities America$40009-06-2011
Gordon H. Porter, Louis J. LeyesCambridge Investment ResearchSecurities America$8309-01-2011
Donald PatrickLPL FinancialSecurities America$008-10-2011
Bobby WhiteLPL FinancialSecurities America$008-10-2011
Thomas J. HineCommonwealth Financial NetworkSecurities America$12007-26-2011
Richard TonkinsonCommonwealth Financial NetworkSecurities America$20007-26-2011
John L. SmallwoodCommonwealth Financial NetworkSecurities America$10007-26-2011
Henry Livingston, Ryan McClellandJ.W. Cole FinancialSecurities America$5004-20-2011
Lewis PasquinSummit Brokerage ServicesSecurities America$3502-18-2010

Showing 1 to 24 of 24 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.


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