Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jack Allen BecwarLPL Financial LLCSecurities America Advisors, Inc.$2509-03-2020
Kevin Lynn DeaverLPL Financial LLCSecurities America Advisors, Inc.09-03-2020
Bennett Ryan FogartyLPL Financial LLCSecurities America Advisors, Inc.$5006-01-2020
Dennis Charles JacksonLPL Financial LLCSecurities America Advisors, Inc.05-15-2020
David Bert WinstonLPL Financial LLCSecurities America Advisors, Inc.05-01-2020
Kenneth Neil NicklasLPL Financial LLCSecurities America Advisors, Inc.$15004-30-2020
Jerry Wayne ChristianLPL Financial LLCSecurities America Advisors, Inc.$10004-30-2020
John Francis ConnealyLPL Financial LLCSecurities America Advisors, Inc.$10004-30-2020
James Randy SnodgrassLPL Financial LLCSecurities America Advisors, Inc.04-30-2020
Daniel Ewen O'LearyLPL Financial LLCSecurities America Advisors, Inc.$5004-30-2020
Brandon Brooks NicklasLPL Financial LLCSecurities America Advisors, Inc.$5004-30-2020
Chester A. Wallace Jr.LPL Financial LLCSecurities America Advisors, Inc.$2504-30-2020
Carl Hicks White IIILPL Financial LLCSecurities America Advisors, Inc.$1,00001-15-2020
James Joseph McMonigle Jr.Wealth Management Associates, Inc.Securities America Advisors, Inc.$5004-01-2019
Jimmy Lee SpellIC Advisory Services, Inc.Securities America Advisors, Inc.01-04-2019
Chester Bradley Holsinger Jr.LPL Financial LLCSecurities America Advisors, Inc.$2506-19-2018
Kenneth StaffordLPL Financial LLCSecurities America Advisors, Inc.$2803-01-2018
Vernon Grant StewartADVANTAGE INVESTMENT MANAGEMENT, LLCSecurities America Advisors, Inc.01-25-2018
Charles Halbert Dingman IIIRetirement Wealth Advisors, Inc.Securities America Advisors, Inc.07-12-2017
Philip Stuart Hammond Jr.Securities America Advisors, Inc.Securities America Advisors, Inc.$8304-05-2017
David Lee DeffinbaughNorthwest Investment Advisors, Inc.Securities America Advisors, Inc.12-02-2016
David Paul StanglOppenheimer & Co. Inc.Securities America Advisors, Inc.$2507-19-2016
Paul Woodson AbeleSCF Securities, Inc.Securities America Advisors, Inc.$2507-14-2016
Paul Dean GarnettGarnett Investment StrategiesSecurities America Advisors, Inc.03-03-2016
John Arthur FlegalMerrill Lynch, Pierce, Fenner & Smith IncorporatedSecurities America Advisors, Inc.02-01-2016
Next Page »

Showing 1 to 25 of 55 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.