Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Benjamin Paul LobergLPL Financial LLCSecurities America Advisors, Inc.03-02-2020
Dominick C SennaCambridge Investment Research, Inc.Securities America Advisors, Inc.02-28-2020
Stracy Darrin ChathamLPL Financial LLCSecurities America Advisors, Inc.02-27-2020
Robert Craig FindleyLPL Financial LLCSecurities America Advisors, Inc.$10002-24-2020
Charles Earl TraugerLPL Financial LLCSecurities America Advisors, Inc.02-24-2020
Tricia Lynn KubikLPL Financial LLCSecurities America Advisors, Inc.$102-24-2020
Megan Mikaela SuchaLPL Financial LLCSecurities America Advisors, Inc.$102-24-2020
John Tayib LundLPL Financial LLCSecurities America Advisors, Inc.02-24-2020
Travis Scott MoomeyLPL Financial LLCSecurities America Advisors, Inc.$2502-11-2020
Aaron Kenneth KoschLPL Financial LLCSecurities America Advisors, Inc.$5002-03-2020
Raymond James KlineCambridge Investment Research, Inc.Securities America Advisors, Inc.02-03-2020
Dustin Joseph SmithLPL Financial LLCSecurities America Advisors, Inc.$1001-31-2020
Billy James FunderburkLPL Financial LLCSecurities America Advisors, Inc.$1001-31-2020
Margreta Ellen Hartje-SwansonLPL Financial LLCSecurities America Advisors, Inc.$5001-23-2020
April L. MartinLPL Financial LLCSecurities America Advisors, Inc.01-23-2020
Franklin Lavern VogtLPL Financial LLCSecurities America Advisors, Inc.01-15-2020
Carl Hicks White IIILPL Financial LLCSecurities America Advisors, Inc.$1,00001-15-2020
Irene Suet Lee-SluysLPL Financial LLCSecurities America Advisors, Inc.01-15-2020
Kevin Thomas DunnLPL Financial LLCSecurities America Advisors, Inc.$2501-15-2020
Stephen R DempseyLPL Financial LLCSecurities America Advisors, Inc.01-15-2020
Shawn Michael LaytonLPL Financial LLCSecurities America Advisors, Inc.01-15-2020
Emily Rose McDonaldLPL Financial LLCSecurities America Advisors, Inc.$25001-15-2020
Raymond James KlineCambridge Investment Research, Inc.Securities America Advisors, Inc.$2501-15-2020
James Joseph McMonigle Jr.Wealth Management Associates, Inc.Securities America Advisors, Inc.04-01-2019
Mark Richard SwartzCooper McManusSecurities America Advisors, Inc.02-06-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.